Wealth Management Advisor

Thong, Yu, Wong & Lee LLP; Rosemead (CA); On-site; USD 110,000 - 180,000; Full time

Job summary

Thong, Yu, Wong & Lee LLP seeks a knowledgeable Wealth Management Advisor to deliver personalized financial guidance to clients, focusing on investment management, retirement planning, and estate planning.

The role emphasizes building lasting client relationships, conducting thorough financial analyses, and coordinating with tax and estate professionals to provide holistic solutions in a dynamic market.

Qualifications

• Bachelor's degree in finance, accounting, or related field.
• Financial licenses such as FINRA Series 7 and 66 are required or as applicable.
• CFP or CFA are a plus but not required.
• Experience in wealth or investment management is preferred.
• Strong knowledge of accounting principles and asset allocation.

Responsibilities

• Provide comprehensive wealth management services including investment management and retirement planning.
• Develop and maintain strong client relationships to understand financial goals.
• Analyze clients' financial situations and develop customized strategies.
• Monitor and manage investment portfolios for optimal performance.
• Stay updated on market trends to provide informed advice.
• Collaborate with tax advisors and estate planners for holistic solutions.
• Maintain accurate client records in compliance with regulations.

Skills

Wealth management

Investment management

Financial analysis

Estate planning

Client relationship management

Communication skills

Team collaboration

Independent work

Sales experience

Education

Bachelor's degree in finance, accounting, or related field

FINRA Series 7

FINRA Series 66

Tools

CFP

CFA

Job description

We are seeking a knowledgeable and driven Wealth Management Advisor to join our team. In this role, you will be responsible for providing personalized financial advice to clients, helping them achieve their financial goals through effective wealth management strategies. The ideal candidate will possess a strong background in investment management, financial analysis, and estate planning, along with excellent interpersonal skills to build lasting client relationships.

Duties and responsibilities

• Provide comprehensive wealth management services to clients, including investment management, financial planning, and retirement planning.
• Develop and maintain strong relationships with clients to understand their financial goals and objectives.
• Analyze clients' financial situations and develop customized strategies to help them achieve their goals.
• Monitor and manage clients' investment portfolios, making adjustments as needed to ensure optimal performance.
• Stay up-to-date on market trends and investment opportunities to provide informed advice to clients.
• Collaborate with other professionals, such as tax advisors and estate planners, to provide holistic financial solutions.
• Maintain accurate client records and documentation in compliance with regulatory requirements.

Essential skills and qualifications

• -Bachelor's degree in finance, accounting, or a related field.
• - Financial licenses/state registration as required (FINRA Series 7 and 66)
• -Professional certifications such as CFP (Certified Financial Planner) or CFA (Chartered Financial Analyst) are a plus but not required.
• -Proven experience in wealth management or investment management is preferred.
• -Strong knowledge of technical accounting principles and practices.
• -Familiarity with investment management strategies and asset allocation techniques.
• -Proficient in using financial software and tools for analysis and reporting.
• -Strong communication skills, both written and verbal.
• -Ability to work independently and as part of a team.
• -Sales experience is a plus.

We offer competitive compensation packages including base salary plus bonus opportunities, along with comprehensive benefits such as health insurance, retirement plans, and paid time off. Join us as we help our clients navigate their financial futures with confidence!