Wealth Advisor - Onsite Branch Banking & Investments

LPL Financial; Plainview (TX); On-site; USD 66,000 - 70,000; Full time

Job summary

Jovia Credit Union, in collaboration with LPL Financial, seeks a Wealth Advisor to provide advisory services to branch clients at the Plainview, NY location. You will deliver NDIPs, investments and insurance through a consultative, client-first approach.

As a Wealth Advisor, you will partner with branch staff, deliver comprehensive financial solutions, and strive to meet sales goals while maintaining strict regulatory compliance and high service standards.

Qualifications

• Two (2) years of investment sales experience, preferably in a financial institution.
• Active Life Insurance License, FINRA Series 7, 63 (where required), 65 or 66 registrations.
• Proficiency with Microsoft Office and broker-dealer applications.

Responsibilities

• Deliver needs-based financial solutions by offering a range of investment and insurance products.
• Solicit new and existing investments and insurance for an assigned book of business.
• Build strong partnerships with Retail Branch Managers and Centers of Influence; drive referrals.
• Maintain compliance with regulatory, broker-dealer and institution requirements.
• Provide high-quality customer service in every client interaction.
• Meet or exceed sales goals for the assigned territory while following policies and regulations.

Skills

Investment sales

Client service

Regulatory compliance

Education

High school diploma

Bachelor’s degree preferred

Tools

Microsoft Office

Job description

Jovia Credit Union, in collaboration with LPL Financial, seeks a Wealth Advisor to provide advisory services to branch clients at the Plainview, NY location. You will deliver NDIPs, investments and insurance through a consultative, client-first approach.

As a Wealth Advisor, you will partner with branch staff, deliver comprehensive financial solutions, and strive to meet sales goals while maintaining strict regulatory compliance and high service standards.