Wealth Advisor Associate: Client-Centered Finance & Growth

130 Raymond James Financial Services, Inc.; Albuquerque (NM); On-site; USD 80,000 - 110,000; Full time

Benefits offered by this job

Medical

Retirement

PTO + Market Holidays

Dental

Vision

Life insurance

Critical illness insurance

Disability benefits

Parental leave

Job summary

Prevender Financial Services, LLC seeks an Associate Wealth Advisor who excels in client relationships and financial knowledge to support the advisor and serve clients in a fiduciary capacity.

In this onsite role in Albuquerque, NM, you will manage client communications, schedule meetings, review portfolios and goals, prepare materials, ensure compliance, and coordinate onboarding, all while delivering personalized financial guidance.

Qualifications

• Bachelor’s degree required.
• SIE, Series 7 and 66 licenses or equivalent.
• 5+ years of industry experience.
• Proficiency with CRM and Microsoft Office.
• Strong client service and communication skills.

Responsibilities

• Proactively manage and deepen relationships with assigned clients, ensuring timely and effective communication and service.
• Be the main point of contact for assigned client needs and ensure all client concerns are addressed.
• Schedule, attend, and facilitate client meetings to review portfolios, performance, and goals.
• Manage client referrals, ensuring smooth onboarding and integration into the firm.
• Conduct quarterly and annual client reviews to align financial goals.
• Provide updates on market trends, portfolio performance, and relevant changes that impact plans.
• Ensure clients feel heard and valued, handling personal circumstances in a personalized way.
• Assist the financial advisor by note taking, handling documentation, and email management.
• Ensure compliance standards are met for client documentation and communication.

Skills

Client relationship management

Communication

Organizational skills

Team collaboration

Problem solving

Attention to detail

Critical thinking

Education

Bachelor's degree

Licenses: SIE

Series 7/66 or equivalent

Tools

CRM software

Microsoft Office

Financial planning software

AI tools and agents

Excel

Job description

Prevender Financial Services, LLC seeks an Associate Wealth Advisor who excels in client relationships and financial knowledge to support the advisor and serve clients in a fiduciary capacity.

In this onsite role in Albuquerque, NM, you will manage client communications, schedule meetings, review portfolios and goals, prepare materials, ensure compliance, and coordinate onboarding, all while delivering personalized financial guidance.