VP, Swap Dealer Compliance Advisory

Societe Generale; New York (NY); On-site; USD 150,000 - 190,000; Full time

Job summary

Société Générale is seeking a VP-level Compliance professional to support the Swap Dealer Compliance Advisory team in New York. The role focuses on providing regulatory advisory services related to DFA requirements, collaborating with US and global colleagues to oversee SD/SBSD compliance programs.

The ideal candidate has extensive experience in the U.S. regulatory landscape, strong analytical skills, and the ability to drive policy changes across multiple business units while engaging with

Qualifications

• Five to seven years of compliance or regulatory experience in trading environments or risk management.
• Strong knowledge of DFA, CFTC, SEC, FRB, FINRA and/or NFA regulations for swap dealers.
• Ability to translate complex regulatory requirements into clear guidance for diverse teams.

Responsibilities

• Recommend and implement changes to SD/SBSD Compliance Programs, policies, procedures and controls.
• Provide independent DFA-related guidance to SG business units.
• Collaborate with testing and control functions to monitor DFA Title VII compliance.
• Develop and coordinate ongoing training on regulatory requirements impacting SG as an SD/SBSD.
• Engage in firm-wide regulatory change programs and represent SG in external DFA-related groups.

Skills

Regulatory knowledge

Analytical thinking

Stakeholder management

Project management

Communication skills

Job description

Société Générale is seeking a VP-level Compliance professional to support the Swap Dealer Compliance Advisory team in New York. The role focuses on providing regulatory advisory services related to DFA requirements, collaborating with US and global colleagues to oversee SD/SBSD compliance programs.

The ideal candidate has extensive experience in the U.S. regulatory landscape, strong analytical skills, and the ability to drive policy changes across multiple business units while engaging with