VP, Investor Onboarding & Regulatory Review

iCapital; New York (NY); Hybride; USD 155 000 - 185 000; Plein temps

Avantages offerts par ce poste

Base salary $155k–$185k

Equity

Annual performance bonus

Employer matched retirement plan

Healthcare coverage (dental/vision/te-

Résumé du poste

iCapital is seeking an Investor Onboarding and Regulatory Review VP to join its Regulatory and Compliance team in New York. The role focuses on reviewing investor subscription materials for private and registered funds to ensure completeness and compliance with the Investment Company Act and related laws, while liaising with fund sponsors and investment relation teams.

The position demands 8–15+ years in alternatives, strong document- and project-management skills, and the ability to thrive in a

Qualifications

• 8–15+ years of alternatives experience, preferably with private funds and registered investment advisor experience.
• Experience structuring and forming funds; reviewing governing documents for alternative and registered funds.
• Experience reviewing investor documents, e.g., LLC and trust agreements.
• Knowledge of the Investment Company Act of 1940 and Securities Act of 1933.
• AML/KYC regulatory knowledge for private funds is a plus but not required.

Responsabilités

• Lead the Subscription Document Review team.
• Manage client engagements and relationships.
• Review and track investor subscription materials and related documentation.
• Create and maintain reporting tracking investor subscriptions and deadlines.
• Maintain rules of engagement for fund sponsors and law firm fund formation departments.
• Communicate with investment relation teams on ongoing fundraises and investor issues.
• Provide deficiency comments for investor subscription materials.

Connaissances

Verbal communication

Client interaction

Project management

Process development

Formation

JD preferred

Description du poste

iCapital is seeking an Investor Onboarding and Regulatory Review VP to join its Regulatory and Compliance team in New York. The role focuses on reviewing investor subscription materials for private and registered funds to ensure completeness and compliance with the Investment Company Act and related laws, while liaising with fund sponsors and investment relation teams.

The position demands 8–15+ years in alternatives, strong document- and project-management skills, and the ability to thrive in a