VP, Broker-Dealer Regulatory Reporting — 15c3-3 SME
Taurus Search
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Benefits offered by this job
Job summary
Taurus Search seeks a seasoned VP, Broker Dealer Regulatory Reporting in New York to lead complex 15c3-3 customer reserve calculations and daily reporting processes. The ideal candidate has at least 5 years of experience preparing the 15c3-3 formula, familiarity with daily net capital (15c3-1), and a track record filing FOCUS reports (Series 27 a plus).
The role offers a lucrative base salary with bonus and full benefits.
Qualifications
- Minimum of 5 years experience preparing the 15c3-3 customer reserve formula.
- Experience filing FOCUS reports; Series 27 a plus.
- Familiarity with the end-to-end reporting process.
Skills
Job description
Taurus Search seeks a seasoned VP, Broker Dealer Regulatory Reporting in New York to lead complex 15c3-3 customer reserve calculations and daily reporting processes. The ideal candidate has at least 5 years of experience preparing the 15c3-3 formula, familiarity with daily net capital (15c3-1), and a track record filing FOCUS reports (Series 27 a plus).
The role offers a lucrative base salary with bonus and full benefits.
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