Vice President, Regulatory Relations & Internal Audit

Goldman Sachs; New York (NY); On-site; USD 100,000 - 250,000; Full time

Job summary

Goldman Sachs Internal Audit in New York seeks a detail-oriented professional to independently assess the firm’s control environment and governance. You will liaise with regulators, oversee regulatory interactions, and support management with control enhancements across functions.

The role requires 8+ years in regulatory relations or finance, strong communication and project-management skills, and the ability to manage multiple stakeholders and deliver timely, accurate responses.

Qualifications

• Undergraduate degree in finance, accounting or other quantitative discipline.
• Minimum of 8 years of experience in regulatory relations, finance/accounting, operational management.
• Highly organized and detail-oriented with excellent multi-tasking and follow-through ability.
• Strong project and time management skills.
• Good communicator who can manage multiple stakeholders, keen to drive consensus and influence the outcomes.
• Strong interpersonal, verbal and written communication skills.
• Proficient in Microsoft Excel, Word, PowerPoint and SharePoint or other BI tools.
• Solutions and innovation minded with strong analytical and problem-solving skills, including process re-engineering, the ability to organize and analyze and report results to various audiences.
• Energetic, self-directed and self-motivated, able to build and sustain long-term relationships with teammates and colleagues.
• Excellent team player who is enthusiastic, motivated to learn and detailed oriented.

Responsibilities

• As the liaison between IA and the regulators on matters of regulatory compliance, the Regulatory Relations Team works closely with the various IA functional teams.
• The team is responsible for overseeing the examination process and coordinating regulatory interactions for IA.
• Ensure that incoming regulatory matters that concern IA are appropriately tracked.
• Work with the IA functional teams regarding regulatory information requests and responses.
• Providing best practices for regulatory interactions, submissions and meeting management.
• Monitor teams progress in completing undertakings made to regulators during inquiries and exams, among other responsibilities.
• Take ownership of expanding processes and controls within the team to provide support to one of our European offices.
• Participation in corporate governance groups supporting regulatory matters including providing summaries and managing follow-ups.
• Senior management reporting.
• Escalate situations, as appropriate, to relevant to senior leadership.
• Take ownership of processes and controls within the team, drive the development of methods to improve processes and / or controls to ensure that these are efficient, effective and relevant.
• Execute and manage ad-hoc projects.
• Maintain a centralized warehouse for documents related to requests, responses and commitments

Skills

Regulatory relations

Financial controls

Project management

Stakeholder management

Communication skills

Analytical thinking

Education

Undergraduate degree in finance or accounting

Tools

Microsoft Excel

PowerPoint

Word

SharePoint

Job description

Goldman Sachs Internal Audit in New York seeks a detail-oriented professional to independently assess the firm’s control environment and governance. You will liaise with regulators, oversee regulatory interactions, and support management with control enhancements across functions.

The role requires 8+ years in regulatory relations or finance, strong communication and project-management skills, and the ability to manage multiple stakeholders and deliver timely, accurate responses.