Trade Surveillance Analyst

Huron; Town of Tonawanda (NY); Hybrid; USD 70,000 - 90,000; Full time

Job summary

Huron is seeking a Consultant for a contract-based role located in Midtown NYC with a hybrid schedule. The position involves daily surveillance for compliance, conducting research for violations, and liaising with IT and senior management on surveillance models. Candidates should be adept at documenting findings and have a keen understanding of compliance regulations. This is an opportunity to contribute to transformative change in a global consulting environment.

Responsibilities

• Clear trade alerts backed up due to changes in surveillance systems.
• Conduct daily surveillance for compliance with rules and regulations.
• Perform research to identify reasons for potential violations.
• Document results and elevate violations according to policies.
• Liaise with IT and Senior Management on surveillance models.

Job description

Overview

Huron is redefining what a global consulting organization can be. Advancing new ideas every day to build even stronger clients, individuals and communities. We’re helping our clients find new ways to drive growth, enhance business performance and sustain leadership in the markets they serve. And, we’re developing strategies and implementing solutions that enable the transformative change they need to own their future.

As a member of the Huron corporate team, you’ll help to evolve our business model to stay ahead of market forces, industry trends and client needs. Our accounting, finance, human resources, IT, legal, marketing and facilities management professionals work collaboratively to support Huron’s collective strategies and enable real transformation to produce sustainable business results.

Responsibilities

• Clear trade alerts that have been backed up due to a change in trade surveillance systems.
• Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policies.
• Perform research and investigations to identify the reason for potential violations.
• Document research results and elevate violations and/or suspicious activity according to firm policy and regulatory requirements.
• Liaise with Information Technology and Senior Management in the development, review, and clearance of surveillance models.

Position Details

Contract based – 3 months or longer

Hybrid schedule – located in Midtown NYC

Position Level: Consultant

Country: United States of America