Trade Lifecycle Manager - Prime Brokerage Margin

JPMorganChase; Jersey City (NJ); On-site; USD 90,000 - 130,000; Full time

Job summary

JPMorganChase is seeking a Trade Lifecycle Manager I to lead pre- and post-trading operations across asset classes, ensuring accurate cash movements and proper funding coordination. The role involves managing collateral, client service interactions, and driving process improvements to support complex margin workflows.

You will oversee settlements, risk monitoring, and control procedures, while collaborating with the Prime Brokerage team to optimize service delivery and maintain high standards of

Qualifications

• Broker Dealer Operations experience or similar background.
• Strong Excel and numeracy with attention to detail.
• Excellent communication and problem-solving skills.
• Ability to work under pressure and meet deadlines.
• Series 99 license required within 180 days of start.

Responsibilities

• Manage and optimize client collateral and monitor movements.
• Answer margin settlement requests, compare exposure, and approve asset movements.
• Develop and extend Prime Brokerage Margin Service offerings.
• Prevent deficits in client payments and resolve counterparty issues.
• Maintain control environment by updating procedures.
• Report issues to management and support inquiries.
• Support reconciliations, investigate discrepancies, and perform root cause analysis.
• Handle ad hoc requests, investigations, and audit requirements.
• Regularly review processes and implement improvements.
• Participate in STP initiatives and manage complex changes.
• Ensure compliance with controls and training requirements.

Skills

Broker Dealer Ops

Cash Funding

Global Settlements

Excel Proficiency

Analytical Thinking

Attention to Detail

Communication Skills

Risk Identification

Process Improvement

Series 99 License

Tools

Core Systems

Job description

Job Description

Embark on your journey as a Trade Lifecycle Manager I where you'll be at the forefront of managing the pre- and post-trading life cycle across all asset classes. Your role will be crucial in ensuring accurate cash movements and proper funding coordination, leveraging your expertise to drive process improvements and ensure project success.

As a Trade Lifecycle Manager - Prime Brokerage Margin Associate within JPMorgan Chase, you will play a pivotal role in managing the operations of the pre- and post-trading life cycle across all asset classes. Your expertise in trade lifecycle management will be crucial in ensuring all trades are processed on respective platforms, and in coordinating cash movements in and out of client accounts. You will be responsible for day-to-day operational functions including (1) firm and regulatory risk monitoring, (2) review and approval of collateral movements and (3) maintaining equity levels on margin loans. These functions are inclusive of providing first class client service to our Client Service Rep team that deal directly with our Prime Brokerage/Hedge Fund clients.

Job Responsibilities

• Manage and optimize client collateral and monitor its movement.
• Answering of incoming margin settlement requests sent by clients, comparing them to JPMorgan's exposure and agreeing on the amount and type of asset to be moved.
• Continued development of the Prime Brokerage Margin Service offering.
• Prevent client payments from resulting in deficits and follow up on counterparty issues.
• Maintain a controlled environment by adhering to and updating operational procedures.
• Report significant issues to management and respond quickly to internal inquiries.
• Support reconciliations, resolve discrepancies, and assist with reporting and root cause analysis.
• Handle ad hoc management requests, operational investigations, and audit requirements.
• Regularly review processes, suggest improvements, and implement enhancements.
• Participate in strategic STP initiatives and manage complex change requests.
• Ensure full compliance with all control and educational requirements.

Required Qualifications, Capabilities, And Skills

• Broker Dealer Operations experience of or similar background.
• Working knowledge of client service, cash funding, global settlements & exception remediation.
• Strong problem-solving & strategic thinking and should be able to develop solutions for clients and drive process improvements.
• Possess high accuracy & attention to detail, maintain precision and highly numerate, with strong proficiency in Excel and core systems.
• Possess strong communication skills, as the role involves detailed interactions across multiple lines of business and core processing areas.
• Work methodically, adhering to strict deadlines and perform well under pressure.
• Ability to proactively identify risks and confidently challenge stakeholders when controls may be compromised.
• Collaborate efficiently, support team goals, and foster a positive team environment.
• Take responsibility for mistakes, shares lessons learned and embrace feedback for growth.
• Strong analytical abilities and enthusiasm for digital automation tools.
• Series 99 license required to be obtained within 180 days of starting in role.

Preferred Qualifications, Capabilities, And Skills

• Knowledge of Reg T, FINRA Rule 4210, SEC Rule 15c3-1 and SEC Rule 11d1 is highly preferred, with the ability to apply these regulations to ensure compliance in trade lifecycle management and margin requirements.

About Us

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans

About The Team

J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with our business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.