STOCKMAN WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER

Stockman Bank; Bozeman (MT); On-site; USD 140,000 - 190,000; Full time

Job summary

Stockman Wealth Management seeks a Chief Compliance Officer to lead the firm's compliance program for an SEC-registered investment adviser. The role requires safeguarding client interests with a strong ethical framework and coordinating with management on compliance standards.

The incumbent will oversee regulatory adherence, guide governance, and engage with community activities as approved by leadership, ensuring rigorous risk management and transparent reporting.

Qualifications

• Minimum of five years previous Registered Investment Adviser (RIA) Compliance experience.
• Strong commitment to providing exceptional customer service.
• Working knowledge of Word, Excel, Access or related software.
• Demonstrated ability to provide information in concise verbal and written formats is essential for job success.
• Experience in retirement planning (403(b), 401(k), Pension Plans) is advantageous.

Responsibilities

• Administer and monitor the firm's compliance program.
• Represent Stockman Wealth Management in community activities as approved by Manager.

Skills

Action Orientation

Applied Learning Ability

Strong Communication Skills

Creative Problem-Solving

Strong Interpersonal Skills

Professionalism

Tools

Word

Excel

Access

Job description

If you are unable to complete this application due to a disability, contact this employer to ask for an accommodation or an alternative application process.

STOCKMAN WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER

Officer Full-Time 1.2 SENIOR LEADER Bozeman - Oak Bozeman, MT, US

Position General Responsibilities:

Incumbent is responsible for administering and monitoring the firm's compliance program as an SEC Registered Investment Adviser requirement. Must foster a highly ethical culture of compliance with "client first" approach. Will represent Stockman Wealth Management in community activities as agreed and approved by Manager.

Minimum Qualifications:

• Strong commitment to providing exceptional customer service.
• Minimum of five years previous Registered Investment Adviser (RIA) Compliance experience.
• Working knowledge of Word, Excel, Access or related software.
• Demonstrated ability to provide information in concise verbal and written formats is essential for job success.
• Experience in retirement planning (403(b), 401(k), Pension Plans) is advantageous.

Specific Skills Requirements:

• Action Orientation – taking initiative to achieve desired results rather than passively waiting for direction.
• Applied Learning Ability – understanding new information and complex ideas quickly and without confusion.
• Strong Communication Skills (written and verbal) – ability to disseminate complex information in an easily-understandable format to an audience of varied knowledge level.
• Creative Problem‑Solving Ability – looking for solutions to achieve desired results.
• Strong Interpersonal Skills – with ability to interact effectively with all levels of management.
• Professionalism – maintaining a professional attitude, image, and work ethic.

NOTE: Travel is possible with this position and could include overnight stays.

Dimension of Job:

This position requires a thorough knowledge of investment activities and policies.

For full description, which includes physical mental demands please see attachment.