Staff Auditor - Capital Markets

US Bank; New York (NY); Sur place; USD 81 000 - 96 000; Plein temps

Avantages offerts par ce poste

Healthcare (medical, dental, vision)

Life insurance (basic/optional)

Short-term & long-term disability

Paid vacation and holidays

401(k) and retirement plan

Résumé du poste

U.S. Bank is seeking a Staff Auditor to execute internal audit activities under the direction of the lead auditor and audit manager. You will help plan projects, develop risk-based audit programs, and ensure compliance with laws and regulations across the bank’s lines of business.

Responsibilities include identifying gaps, informing solutions to minimize losses, and serving as a liaison between the business and defense lines while performing control testing and documenting work per policy.

Qualifications

• Bachelor's degree, or equivalent work experience.
• Typically more than two years of applicable experience.
• Thorough knowledge of laws, regulations, financial services, and regulatory trends that impact the assigned line of business.

Responsabilités

• Execute internal audit activities at direction of lead auditor and/or audit manager.
• Identify gaps and inform solutions that minimize losses from inadequate processes or controls.
• Serve as liaison between Line of Business and Lines of Defense.
• Identify controls, perform control testing and document work per internal audit policies.

Connaissances

Regulatory knowledge

Audit testing

Process facilitation

Project management

Communication skills

Formation

Bachelor's degree

Outils

Microsoft Office

Description du poste

At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at-all from Day One.

Job Description

The Corporate Audit Services Staff Auditor is primarily responsible for executing internal audit activities at the direction of the lead auditor and/or primary audit manager, including assisting in planning of projects and development of risk-based audit programs. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations. Identifies gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors. Identifies, responds and/or escalates risks as appropriate. Servies as a functional liaison between the Line of Business and the Lines of Defense. The Staff Auditor is expected, with support from others, to identify controls, to perform control testing and document work performed in conformance with internal audit policies and procedures.

Basic Qualifications

• Bachelor's degree, or equivalent work experience
• Typically more than two years of applicable experience

Preferred Skills/Experience

• Thorough knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
• Thorough understanding of the business line's operations, products/services, systems, and associated risks/controls
• Thorough knowledge of Risk/Compliance/Audit competencies
• Strong process facilitation, project management, and analytical skills
• Excellent presentation, interpersonal, written and verbal communication skills
• Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations

This role requires working from a U.S. Bank location three (3) or more days per week.

Benefits:

• Healthcare (medical, dental, vision)
• Basic term and optional term life insurance
• Short-term and long-term disability
• Pregnancy disability and parental leave
• 401(k) and employer-funded retirement plan
• Paid vacation (from two to five weeks depending on salary grade and tenure)
• Up to 11 paid holiday opportunities
• Adoption assistance
• Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

Review our full benefits available by employment status here .

U.S. Bank is an equal opportunity employer. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, and other factors protected under applicable law.

E-Verify

U.S. Bank participates in the U.S. Department of Homeland Security E-Verify program in all facilities located in the United States and certain U.S. territories. The E-Verify program is an Internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services. Learn more about the E-Verify program .

The salary range reflects figures based on the primary location, which is listed first. The actual range for the role may differ based on the location of the role. In addition to salary, U.S. Bank offers a comprehensive benefits package, including incentive and recognition programs, equity stock purchase 401(k) contribution and pension (all benefits are subject to eligibility requirements). Pay Range: $81,345.00 - $95,700.00

U.S. Bank will consider qualified applicants with arrest or conviction records for employment. U.S. Bank conducts background checks consistent with applicable local laws, including the Los Angeles County Fair Chance Ordinance and the California Fair Chance Act as well as the San Francisco Fair Chance Ordinance. U.S. Bank is subject to, and conducts background checks consistent with the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA,