SMA & ETF Trading Associate - Options Strategies

Focus Financial Partners; Stamford (CT); On-site; USD 115,000 - 130,000; Full time

Benefits offered by this job

Medical, dental, vision benefits

401(k) retirement plan

Job summary

NorthCoast Asset Management in Stamford, CT is seeking a SMA & ETF Trading Associate - Option Strategies to join our team in a trade execution role. You will build, execute, and allocate trades across 7,000+ client accounts and maintain data for performance reporting and TCA analysis.

The position requires daily presence in the Stamford office and offers a base salary in the $115,000–$130,000 range plus a comprehensive benefits package. Automation skills in Visual Basic and Python are valued.

Qualifications

• Bachelor’s degree required.
• 2+ years of relevant experience preferred.
• Ability to handwrite 200+ lines of Python code.
• Advanced Excel proficiency and data analysis skills.
• Experience with ETF and SMA strategies is a plus.

Responsibilities

• Build, execute and allocate trades across 7,000+ client accounts.
• Research and resolve trade and position breaks with executing brokers.
• Review client-specific restrictions and maintain trade data for analysis.
• Develop and maintain automation using Visual Basic and Python.

Skills

Python coding

Excel

Visual Basic

Attention to detail

Automation scripting

Education

Bachelor’s degree

Tools

Python

Visual Basic

SS&C GWP

Job description

Job Description Summary:

NorthCoast Asset Management is looking for a SMA & ETF Trading Associate - Option Strategies to join our team in our Stamford, CT office in a trade execution role. Responsibilities include building, executing and allocating trades across 7,000+ client accounts, researching and resolving trade and position breaks with executing brokers, reviewing client specific restrictions, maintaining trade execution data for TCA analysis and compiling and maintaining all performance results for composites. In addition, the candidate will be required to maintain and develop automation processes for the operations and trading teams using Visual Basic and/or Python. The candidate will also cross train with the operations group where he/she will reconcile client’s portfolio data, research and resolve any cash related inquiries and resolve failing transactions with custodians and counterparties.

This position requires a presence in the Stamford office five days a week.

Job Description:

Primary Responsibilities

• Building, executing and allocating trades across 7,000+ client accounts


• Researching and resolving trade and position breaks with executing brokers


• Reviewing client specific restrictions


• Maintaining trade execution data for TCA analysis and compiling and maintaining all performance results for composites.


• Maintain and develop automation processes for the operations and trading teams using Visual Basic and/or Python.

Qualifications

• Bachelor’s degree.


• 2+ years of relevant experience


• Ability to handwrite 200+ lines of code in Python


• A positive attitude and high energy level


• Experience managing investment strategies offered in a publicly traded ETF format, alongside separately managed account strategies, is strongly preferred


• High attention to detail


• Ability to multitask in a fast-paced environment


• Advanced knowledge of Microsoft Excel


• Proactive communication and follow-up


• Knowledge of SS&C Technologies GWP, visual Basic and Python is a plus, but we are willing to train.

This position is an exempt position. The annualized base pay range for this role is expected to be between $115,000–$130,000 base salary compensation range. Actual base pay may vary based on factors including, but not limited to, experience, subject matter expertise, geographic location where work will be performed, and the applicant’s skill set. The base pay is just one component of the total compensation package. Other rewards may include an annual cash bonus and a comprehensive benefits package, including but not limited to medical, dental, vision, life insurance, and 401(k). Please note that the job title is subject to change based on the selected candidate’s experience and education.

NorthCoast Asset Management is a data-driven investment firm specializing in dynamic, risk-managed equity and income strategies for high-net-worth investors and financial advisors. With more than two decades of applied research and market experience, the firm combines macroeconomic analysis, quantitative modeling, and disciplined risk controls to actively navigate evolving market environments. The firm is headquartered in Stamford, Connecticut and operates as a part of the Focus network.

Learn more at NorthCoast Asset Management or follow the company on LinkedIn.

#LI-KP1

Focus is a leading financial services firm comprised of integrated wealth management, family office, and business management services. Blending deep expertise and expansive resources with a boutique, client-first fiduciary philosophy, Focus helps individuals, families, and institutions navigate complex financial situations with highly personalized solutions tailored to their unique needs. To learn more about Focus, visit https://urldefense.com/v3/ https:/protect.checkpoint.com/v2/ _ https:/mcas-proxyweb.mcas.ms/certificate-checker?login=false&originalUrl=http3A2F2Fwww.focusfinancialpartners.com.mcas.ms3FMcasTsid*3D20892&McasCSRF=17a55f8bbf7c1a828873b443c93438c90f956e865b157078ce47695678ecb61e .YzJ1OmZvY3VzcGFydG5lcnM6YzpvOjk5ZjFkMmE2MWY3YWJhOWM1MTUyMTUzMGI3NWMyY2VhOjY6NWQxYjo5M2Q1NmZiMDc3OTdlMzc1YTg0ZmRiYzVjOTA3MDk2OTcyZWIyOGI1YzNmZmI4MDc2MGMwZWM4YzIyOGE0N2NkOnA6VDpO ;JSUlJSU!!Nyu6ZXf5!qYT9Rd4wR0ZgEL1nDu9sWeQQkVzC5dMHJ82PVWn5aNWNJBhS5U-dzsU2n3ClTkROLDpR5SHRwiubMzuSAbVuoZyJw08VEw_v$)or follow the company on https://urldefense.com/v3/ https:/protect.checkpoint.com/v2/ https:/www.linkedin.com/company/focus-financial-partners _ .YzJ1OmZvY3VzcGFydG5lcnM6YzpvOmQ1YjM0NmNjMjMzMTcwZmViMGI3OWExNTFmZmM3NjQwOjY6YjQ0OTpmNWViYzRmODkzYTRhYmYwNjBkNmFmMGJlYjE5ZWI3Njc1MTZiNmExYjBmNWVmMGEyMjdkNzM5NTBhYTQ3OTE1OnA6VDpO ;!!Nyu6ZXf5!qYT9Rd4wR0ZgEL1nDu9sWeQQkVzC5dMHJ82PVWn5aNWNJBhS5U-dzsU2n3ClTkROLDpR5SHRwiubMzuSAbVuoZyJw4s0PlgV$.

EEO Statement : Focus is an equal opportunity employer and bases its employment decisions on the employee or candidate’s skillset, and without regard to an employee or candidate’s race, color, religion, sex (including pregnancy), gender identity, sexual orientation, national origin, age, disability, genetic information, veteran status, or any other characteristic protected by local, state and/or federal law.

Focus complies with federal and state disability laws and makes reasonable accommodations for applicants and employees with disabilities. If reasonable accommodation is needed to participate in the job application or interview process, to perform essential job functions, and/or to receive other benefits and privileges of employment, please contact [e-mail]

The following language is for US based roles only

For California Applicants: Information on your California privacy rights can be found https://protect.checkpoint.com/v2/r01/ https:/focus-financial.files.svdcdn.com/production/documents/Privacy-Notice-Personnel-Supplement-for-CA-residents-Jan-1-2025-Final-Clean.pdf?dm=1740065249 ;!!Nyu6ZXf5!qYT9Rd4wR0ZgEL1nDu9sWeQQkVzC5dMHJ82PVWn5aNWNJBhS5U-dzsU2n3ClTkROLDpR5SHRwiubMzuSAbVuoZyJw1DwHOXh$ .YzJ1OmZvY3VzcGFydG5lcnM6YzpvOmFkMzBiMjc2Njk1NzEzMzFmZjBjNzBkMTIwZTY4NzE1Ojc6MzJlYTo4Yzc1ZThhNjhkN2FiMTJkOTRjMmI0MWUzOTQzM2Y2ZWY0NmIyNThhY2Y5NmI2NWNkM2ViZGU2ODc1NDFhNTRhOmg6VDpG)

For Indiana Applicants: It is unlawful for an employer to discriminate against a prospective employee on the basis of status as a veteran by refusing to employ an applicant on the basis that they are a veteran of the armed forces of the United States, a member of the Indiana National Guard or a member of a reserve component.

For Maryland Applicants: I UNDERSTAND THAT UNDER MARYLAND LAW, AN EMPLOYER MAY NOT REQUIRE OR DEMAND, AS A CONDITION OF EMPLOYMENT, PROSPECTIVE EMPLOYMENT OR CONTINUED EMPLOYMENT, THAT ANY INDIVIDUAL SUBMIT TO OR TAKE A POLYGRAP OR SIMILAR TEST. AN EMPLOYER WHO VIOLATES THIS LAW IS GUILTY OF A MISDEMEANOR AND SUBJECT TO A FINE NOT EXCEEDING $100.

For Massachusetts Applicants: It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this shall be subject to criminal penalties and civil liability.

For Montana Applicants: If hired, the employment relationship is governed by the Wrongful Discharge from Employment Act. Mont. Code Ann. Section 39-2-901.

For Rhode Island Applicants: Focus is subject to Chapters 29-38 of Title 28 of the General Laws of Rhode Island and is therefore covered by the state’s workers’ compensation law. If you willfully provide false information about your ability to perform the essential functions of the job, with or without reasonable accommodations, you may be barred from filing a claim under the provisions of the Workers’ Compensation Act of the State of Rhode Island if the false information is directly related to the personal injury that is the basis for the new claim for compensation. The Company complies fully with the Americans with Disabilities Act.