Senior Wealth Management Branch Examiner | Compliance & Risk

PowerToFly; Town of Texas (WI); On-site; USD 70,000 - 125,000; Full time

Benefits offered by this job

Medical Insurance

401(k) Plan

Paid Time Off

Job summary

PowerToFly is seeking a Director level Branch Examiner to oversee risk-based examinations across retail locations, ensuring compliance with regulatory standards. The role involves conducting inspections, evaluating testing results, and collaborating with management to mitigate business risks.

Ideal candidates will have over 3 years of experience in the Financial Services industry, possess strong analytical and communication skills, and be willing to travel 30-40%. Comprehensive benefits include medical, dental, 401(k), and paid time off.

Qualifications

• 3+ years of experience in the Financial Services Industry is required.
• Team-oriented with the ability to work with diverse remote teams.
• Prior examination or testing experience is a plus.

Responsibilities

• Perform pre-exam testing and analyze risk assessments.
• Conduct onsite branch inspections and review reports.
• Collaborate with management to address identified business risks.

Skills

Knowledge of the Financial Services Industry

Strong communication skills

Analytical skills

Organizational skills

Critical thinking

Job description

PowerToFly is seeking a Director level Branch Examiner to oversee risk-based examinations across retail locations, ensuring compliance with regulatory standards. The role involves conducting inspections, evaluating testing results, and collaborating with management to mitigate business risks.

Ideal candidates will have over 3 years of experience in the Financial Services industry, possess strong analytical and communication skills, and be willing to travel 30-40%. Comprehensive benefits include medical, dental, 401(k), and paid time off.