Senior Wealth Advisor: Holistic Planning & Growth

Cain Watters & Associates, LLC; Frisco (TX); Hybrid; USD 120,000 - 180,000; Full time

Job summary

Cain Watters & Associates, LLC is seeking a Wealth Advisor to manage a client book, delivering comprehensive financial planning and ongoing wealth management strategies. You will serve as the primary advisor, aligning recommendations with clients' goals and coordinating with their professional advisors.

Ideal candidates hold CFP certification or CPA license, have 5+ years of client-facing experience, and are proficient with planning software. Some remote work is allowed with management approval.

Qualifications

• Bachelor's degree in Finance, Business, Accounting, or related field required.
• CFP certification or active CPA license required.
• Minimum 5 years of client-facing experience in financial planning or wealth management.
• Series 65 (or 66) license required.
• Demonstrated knowledge of investment management, tax planning, retirement planning, and estate planning concepts.

Responsibilities

• Serve as primary advisor for an assigned book of client households, managing the full relationship lifecycle.
• Develop, present, and implement comprehensive financial plans covering retirement, investment, tax, risk management, and estate planning strategies.
• Conduct regular client review meetings to assess progress toward financial goals and adjust plans as needed.
• Analyze client financial data and provide recommendations on asset allocation, tax efficiency, and risk mitigation.
• Collaborate with clients’ professionals (CPA, Estate Attorney, etc.) to deliver coordinated, holistic advice.
• Identify opportunities to deepen client relationships and expand services (referrals, additional assets, family members).

Skills

Client relationship management

Financial planning

Investment advisory

Regulatory compliance

Financial analysis

Series 65/66 licensing

Education

Bachelor's degree in Finance, Business, Accounting, or related field

CFP certification

CPA license

Series 65 (or 66) license

Tools

eMoney

MoneyGuidePro

Job description

Cain Watters & Associates, LLC is seeking a Wealth Advisor to manage a client book, delivering comprehensive financial planning and ongoing wealth management strategies. You will serve as the primary advisor, aligning recommendations with clients' goals and coordinating with their professional advisors.

Ideal candidates hold CFP certification or CPA license, have 5+ years of client-facing experience, and are proficient with planning software. Some remote work is allowed with management approval.