Senior Trader - Multi-Asset Wealth Platform

Ashton Thomas Private Wealth; Scottsdale (AZ); On-site; USD 150,000 - 230,000; Full time

Benefits offered by this job

Performance-based incentives

Comprehensive benefits package

Job summary

A financial services firm is seeking a Senior Trader with over 5 years of experience in trading across equities, fixed income, and options. The role requires a strong understanding of market dynamics and compliance frameworks. Candidates should possess relevant licenses and excel in collaborative environments, prioritizing innovative business improvements. A competitive salary with performance incentives is offered.

Qualifications

• 5+ years of trading experience within an RIA, Broker‑Dealer, or asset management firm.
• Strong understanding of RIA and Broker‑Dealer trading and compliance frameworks.
• Required: current Series 7, 63, and 24 licenses.

Responsibilities

• Analyze market conditions to determine appropriate trade structuring.
• Process post‑execution recon and handle associated administrative duties.
• Partner with internal teams to document and update procedures.
• Organize and lead meetings with Advisors.

Skills

Trading experience

Knowledge of equities

Understanding of fixed income

Options trading

Interpersonal skills

Detail oriented

Collaboration

Market intuition

Education

Bachelor’s degree in Investments, Accounting, Finance, Business or Economics

Tools

NetX360

Bond Beacon

Bond Central

BondNav

Trading platforms (Charles Schwab, Pershing, Goldman Sachs, Fidelity)

Job description

A financial services firm is seeking a Senior Trader with over 5 years of experience in trading across equities, fixed income, and options. The role requires a strong understanding of market dynamics and compliance frameworks. Candidates should possess relevant licenses and excel in collaborative environments, prioritizing innovative business improvements. A competitive salary with performance incentives is offered.