Senior Sales Compliance & Pre-Approval Lead

Advisor Group; Atlanta (GA); Hybrid; USD 65,000 - 75,000; Full time

Benefits offered by this job

Health insurance

401k

Paid time off

Volunteer days

Job summary

Advisor Group is seeking a Sales Supervision Principal in Atlanta to oversee suitability reviews of financial products including Variable Annuity and other investments. The role is full-time requiring a hybrid model with at least 4 days on-site. Candidates should possess a Bachelor's degree and relevant FINRA licenses, alongside 1-2 years of experience. Competitive salary ranges from $65,000 to $75,000 plus benefits including health insurance, 401k, and paid time off.

Qualifications

• At least 1 – 2 years related experience required.
• FINRA Series 7, Series 63 (or Series 66), Series 24 (or Series 8 or 9/10) required.
• FINRA Series 65 or Series 66 preferred.

Responsibilities

• Conduct suitability reviews of businesses requiring pre-approval.
• Document findings and provide approval/rejection decisions.
• Monitor and ensure compliance with industry standards.

Skills

VA, RILA, FIA annuity knowledge

Communication skills

Analytical skills

Problem-solving skills

Education

Bachelor’s degree preferred

High school diploma or equivalent

Job description

Advisor Group is seeking a Sales Supervision Principal in Atlanta to oversee suitability reviews of financial products including Variable Annuity and other investments. The role is full-time requiring a hybrid model with at least 4 days on-site. Candidates should possess a Bachelor's degree and relevant FINRA licenses, alongside 1-2 years of experience. Competitive salary ranges from $65,000 to $75,000 plus benefits including health insurance, 401k, and paid time off.