Senior Risk & Compliance Oversight Analyst

Commodity Futures Trading Commission; Chicago (IL); On-site; USD 110,000 - 150,000; Full time

Job summary

The Division of Clearing and Risk (DCR) at the Commodity Futures Trading Commission seeks a qualified professional to lead examination activities and oversee regulatory compliance within cleared derivatives markets. The role emphasizes effective governance, risk assessment, and coordination of supervision across institutions.

Applicants should demonstrate experience with MTQs related to examination programs, reporting, and communications, as well as ECCs emphasizing leadership and results.

Qualifications

• MTQ 1: Experience in leading an examination program involving the oversight of financial institutions' compliance with regulatory obligations.
• MTQ 2: Experience in drafting summary reports and presentations which clearly and effectively communicate results related to examination and compliance reviews; and ability to work with individuals and entities on examination findings to ensure timely and complete follow-up with compliance concerns.
• ECC Leading the Organization: Develops and implements an organizational vision that integrates program goals, priorities, and values.
• ECC Leading Others: Provides a clear direction and inspires others towards meeting the mission and vision in a changing environment.
• ECC Leading Yourself: Understands personal strengths and weaknesses and objectively views their behavior; seeks feedback and adapts leadership style.
• ECC Driving Results: Ability to meet organizational goals and customer expectations; makes decisions that produce high-quality results.

Job description

The Division of Clearing and Risk (DCR) at the Commodity Futures Trading Commission seeks a qualified professional to lead examination activities and oversee regulatory compliance within cleared derivatives markets. The role emphasizes effective governance, risk assessment, and coordination of supervision across institutions.

Applicants should demonstrate experience with MTQs related to examination programs, reporting, and communications, as well as ECCs emphasizing leadership and results.