Senior Regulatory Reporting Manager – Asset Management

Deloitte France; Fresno (CA); On-site; USD 83,000 - 163,000; Full time

Job summary

Deloitte is seeking an experienced Regulatory Reporting Manager to join our team in a long-term onsite client-service capacity under the Project Talent Model. You will lead end-to-end regulatory filings for 40 Act and non-40 Act funds, coordinating with legal, compliance, and operations to ensure accuracy and audit readiness.

The role emphasizes collaboration, process improvement, and timely delivery, with travel around 10% depending on client needs.

Qualifications

• Bachelor's degree preferably in accounting, finance, or related discipline; or equivalent experience.
• 6+ years experience managing regulatory reporting processes within asset management or financial services.
• Strong knowledge of regulatory reporting requirements in the investment management space.
• Demonstrated ability to manage deadlines, review complex regulatory deliverables, and maintain high standards of accuracy.
• Proven experience with process documentation, controls, and audit/exam support.
• Strong communication skills and ability to coordinate across legal, compliance, operations, and external partners.
• Limited immigration sponsorship may be available.
• Ability to travel 10%, on average, based on the work you do and the clients and industries/sectors you serve

Responsibilities

• Manage end to end regulatory reporting activities covering 40 Act and non-40 Act funds in the investment management space (e.g., Form PF, TIC, CPO-PQR, Form 16, Form 13, N-PX, BEA reports), ensuring compliance with applicable regulatory requirements across various regulators such as SEC, CFTC, BEA, NFA, Treasury.
• Review, approve, and oversee the submission of all regulatory filings to ensure accuracy, completeness, and consistency with established standards.
• Maintain and enhance standard operating procedures, documentation, and control frameworks to support audit readiness and regulatory examinations.
• Serve as the primary escalation point for regulatory reporting issues, coordinating resolution across internal stakeholders and external service providers.
• Support regulatory exams, internal audits, and ad hoc data requests related to regulatory reporting.
• Drive continuous improvement initiatives to strengthen reporting quality, reduce operational risk, and improve process efficiency.

Skills

Regulatory reporting

Asset management

Regulatory compliance

Audit support

Communication

Project coordination

Education

Bachelor's degree in accounting/finance

Job description

Deloitte is seeking an experienced Regulatory Reporting Manager to join our team in a long-term onsite client-service capacity under the Project Talent Model. You will lead end-to-end regulatory filings for 40 Act and non-40 Act funds, coordinating with legal, compliance, and operations to ensure accuracy and audit readiness.

The role emphasizes collaboration, process improvement, and timely delivery, with travel around 10% depending on client needs.