Senior Regulatory Reporting Manager (Asset Management)

Deloitte France; Des Moines (IA); On-site; USD 83,000 - 163,000; Full time

Job summary

Deloitte is seeking an experienced Regulatory Reporting Manager to join our team in the United States. This role focuses on end-to-end regulatory reporting for investment management funds, with oversight of filings to SEC, CFTC, and other regulators.

You will collaborate with legal, compliance, and operations to ensure accuracy and timeliness while supporting audits and regulatory exams. A strong background in accounting/finance and 6+ years in regulatory reporting will help drive process

Qualifications

• Bachelor's degree preferably in accounting, finance, or related discipline; or equivalent experience.
• 6+ years experience managing regulatory reporting processes within asset management or financial services.
• Strong knowledge of regulatory reporting requirements in the investment management space.
• Demonstrated ability to manage deadlines, review complex regulatory deliverables, and maintain high standards of accuracy.
• Proven experience with process documentation, controls, and audit/exam support.
• Strong communication skills and ability to coordinate across legal, compliance, operations, and external partners.
• Limited immigration sponsorship may be available
• Ability to travel 10%, on average, based on the work you do and the clients and industries/sectors you serve

Responsibilities

• Manage end to end regulatory reporting activities covering 40 Act and non-40 Act funds in the investment management space, ensuring compliance with regulators.
• Review, approve, and oversee the submission of all regulatory filings for accuracy and consistency.
• Maintain and enhance SOPs, documentation, and control frameworks to support audit readiness.
• Serve as escalation point for regulatory reporting issues, coordinating resolution with stakeholders and providers.
• Support regulatory exams, internal audits, and ad hoc data requests related to regulatory reporting.
• Drive continuous improvement to strengthen reporting quality and efficiency.

Skills

Regulatory reporting

Asset management

Regulatory compliance

Project coordination

Education

Bachelor's degree in accounting, finance, or related discipline

Job description

Deloitte is seeking an experienced Regulatory Reporting Manager to join our team in the United States. This role focuses on end-to-end regulatory reporting for investment management funds, with oversight of filings to SEC, CFTC, and other regulators.

You will collaborate with legal, compliance, and operations to ensure accuracy and timeliness while supporting audits and regulatory exams. A strong background in accounting/finance and 6+ years in regulatory reporting will help drive process