Senior Registered Client Associate - Financial Services

D.A. Davidson; Everett (WA); On-site; USD 55,000 - 65,000; Full time

Benefits offered by this job

Medical, Dental and Vision

Company 401(k) and ESOP contribution

Generous sick, vacation, and parental leave

Paid holidays

Professional Development Opportunities

Tuition Reimbursement

Charitable gift-matching program

Job summary

A financial services firm in Everett, WA is seeking a Registered Client Associate to provide exceptional client service and support financial activities. The ideal candidate will have significant knowledge of the securities industry, strong communication skills, and the ability to manage multiple tasks effectively. Applicants must complete specific licensing exams or have the ability to obtain them. This position offers a competitive salary of $55,000 to $65,000 and excellent benefits including 401(k), and professional development opportunities.

Qualifications

• Successful completion of the SIE and FINRA Series 7 and 66 exams or ability to obtain licensing.
• At least two years experience as a Registered Client Associate.
• Ability to manage multiple demands in a deadline-oriented environment.

Responsibilities

• Provide professional and courteous customer service.
• Maintain compliance with policies and regulations.
• Assist Financial Advisor with financial plans.
• Facilitate the transfer of client funds.

Skills

Knowledge of securities industry and products

Excellent communication skills

Strong attention to detail

Problem-solving skills

Education

Post-Secondary education

Tools

Microsoft Word

Microsoft Excel

Microsoft Outlook

Thomson ONE

Envestnet

CRM

Money Guide Pro

Job description

A financial services firm in Everett, WA is seeking a Registered Client Associate to provide exceptional client service and support financial activities. The ideal candidate will have significant knowledge of the securities industry, strong communication skills, and the ability to manage multiple tasks effectively. Applicants must complete specific licensing exams or have the ability to obtain them. This position offers a competitive salary of $55,000 to $65,000 and excellent benefits including 401(k), and professional development opportunities.