Senior Regional Manager, Schwab Wealth Advisory

Colorado Psychiatric; Lone Tree, Northern (CO, KY); Hybrid; USD 140,000 - 190,000; Full time

Benefits offered by this job

401(k) with company match

Paid time off for vacation, volunteers

Sabbatical after 5 years

Paid parental leave

Tuition reimbursement

Health, dental, and vision insurance

Job summary

Schwab Wealth Advisory in Colorado seeks a Senior Regional Manager to coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors in a collaborative, growth-focused environment. You will guide strategy, support client relationships, and drive performance in alignment with firm goals.

The role requires CFP or CFA designation, a Bachelor's degree, and active FINRA licenses (7, 66, 9/10) with 5+ years in financial services and 2+ years of supervisory experience.

Qualifications

• CFP or CFA designation required (may consider 24 month condition).
• Bachelor's Degree required.
• Active FINRA Series 7 license required.
• Active FINRA 66 license required (may consider 120-day COE).
• Active FINRA 9/10 required (may consider 120-day COE).
• Five plus years' experience in the financial services industry.
• Minimum of 2 years supervisory experience strongly preferred.

Responsibilities

• Coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors.
• Collaborate with internal partners and directors to support client bases.
• Drive asset and service targets through strategic planning and execution.
• Monitor client interactions and coach to improve service and advice quality.

Skills

Motivating

Building collaborative relationships

Developing others

Managing change

Managing performance

Education

CFP designation

CFA designation

Bachelor's Degree

FINRA Series 7 license

FINRA 66 license

FINRA 9/10 license

Job description

Position Type: Regular
Your opportunity

Investor Advice Solutions consists of Schwab Wealth Advisory, Centralized Service & Operations and Wealth Strategies Consulting Group. Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized service and ongoing advice built on Schwab's approach to investing. The Centralized Service & Operations group supports Fixed Income and Schwab Wealth Advisory clients as the client facing phone teams. The Wealth Strategies Consulting Group addresses complex wealth management needs of clients through our Planning and Wealth Strategy teams. Additionally, they provide specialized products to meet income generation, risk mitigation, and liquidity needs.

Senior Regional Manager

You will coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors in a collaborative environment designed to both grow and support the client base they support.

We value integrity, open communication, strong market knowledge, and a passion for client service. If you want to work with a firm that is dynamic, client focused, invests in your growth, and values your contributions, consider a career as a Senior Regional Manager.

What you are good at

Motivating As a leader you will inspire your team by providing support and championing the collaborative Schwab culture.

Building collaborative relationships You will build and foster relationships with internal partners as well as clients. Internal partners will include Branch Managers, Regional Branch Executives and Directors within the Investor Advice Solutions division.

Developing others We are seeking an individual with extensive financial services experience to share with their team of CFP® or CFA® investment professionals.

Managing change The Senior Regional Manager will establish strategies and design plans to ensure that asset and service targets are met.

Managing performance Part of this role includes the monitoring of client interactions and coaching to improve service and advice quality. You will coach to daily planning and execution that is being provided to SWAI clients. This includes performing the compliance and administrative tasks inherent in our industry.

We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified locations.

What you have

• CFP® designation or CFA® designation required (may consider 24 month condition of employment)
• Bachelor's Degree required
• Active and valid FINRA Series 7 license required
• Active and valid FINRA 66 license required (may consider a 120-day COE)
• Active and valid FINRA 9/10 required (may consider a 120-day COE)
• Five plus years' experience in the financial services industry
• Minimum of 2 years supervisory experience strongly preferred

In addition to the salary range, this role is also eligible for bonus or incentive opportunities.

What's in it for you

At Schwab, you're empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration – you can build the skills to make a lasting impact. Our approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.

We offer a competitive that takes care of the whole you - both today and in the future:

• 401(k) with company match and Employee stock purchase plan
• Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
• Paid parental leave and family building benefits
• Tuition reimbursement
• Health, dental, and vision insurance