Senior Market Surveillance Analyst

Financial Industry Regulatory Authority, Inc.; United States; Hybrid; USD 83,000 - 149,000; Full time

Benefits offered by this job

Health insurance

401(k) with company match

Discretionary bonus

Job summary

FINRA is seeking a Senior Analyst in Manipulation to support the Surveillance team within Regulatory Operations. The role involves reviewing routine surveillance to identify unusual market activity and potential violations, drafting internal updates, and assisting with analytics development.

The position requires a bachelor’s degree, 3+ years in securities or financial services, and familiarity with FINRA, MSRB, and Exchange Act rules. Hybrid work with in-person requirements across multiple U.S.

Qualifications

• Bachelor’s degree in a relevant field or equivalent experience.

Responsibilities

• Assist with analyzing trading activity for indications of potential violations.

Job description

FINRA is seeking a Senior Analyst in Manipulation to support the Surveillance team within Regulatory Operations. The role involves reviewing routine surveillance to identify unusual market activity and potential violations, drafting internal updates, and assisting with analytics development.

The position requires a bachelor’s degree, 3+ years in securities or financial services, and familiarity with FINRA, MSRB, and Exchange Act rules. Hybrid work with in-person requirements across multiple U.S.