Senior Internal Audit & SOX Lead

Farmers-and-Merchants-Bank-of-Central-California-1; Lodi (CA); On-site; USD 95,000 - 118,000; Full time

Job summary

The AVP Internal Audit and SOX Supervisor at F&M Bank in Lodi, CA oversees the bank's IA and SOX programs, coordinating with business partners, external auditors and the risk team to identify and mitigate risks through effective controls. This role requires strong knowledge of risk assessment, control design, testing strategies and remediation.

You will review reports, update control narratives and risk matrices, and present results to senior management and the Board, driving improvements in the

Qualifications

• Bachelor's degree in Accounting or Finance required.
• CPA, CIA or CISA preferred.
• 5+ years in public accounting or internal audit, banking experience preferred.

Responsibilities

• Manage IA and SOX programs and program execution.
• Update internal controls documentation (narratives and risk control matrices).
• Recommend and implement enhancements to the internal control environment.
• Work with business partners and external auditors to ensure compliance.
• Address control deficiencies and provide timely status updates to management.
• Summarize testing results for senior management and the Board.

Skills

Independent judgment

MS Word

MS Excel

PowerPoint

Communication skills

Education

Bachelor's degree in Accounting or Finance

CPA / CIA / CISA preferred

Tools

SOC-1 reports

IT General Controls

Job description

The AVP Internal Audit and SOX Supervisor at F&M Bank in Lodi, CA oversees the bank's IA and SOX programs, coordinating with business partners, external auditors and the risk team to identify and mitigate risks through effective controls. This role requires strong knowledge of risk assessment, control design, testing strategies and remediation.

You will review reports, update control narratives and risk matrices, and present results to senior management and the Board, driving improvements in the