Senior Financial Planner

Prudential Advisors Pty; Phoenix (AZ); On-site; USD 90,000 - 130,000; Full time

Benefits offered by this job

401(k) with match 401(k)

Pension/retirement plans

Medical & dental benefits

Open architecture platform access

Job summary

Prudential Advisors in Arizona is seeking a senior financial planner to deliver personalized investment solutions and build a solid client base. You will create and review financial plans, ensuring accuracy and alignment with client goals, while collaborating with investment professionals.

The ideal candidate holds relevant licenses (Life, Series 7, Series 66, AZ Life/Health) and has 3–5+ years in financial services, with excellent communication and relationship-building skills.

Qualifications

• Bachelor's degree in finance or related field.
• 3-5+ years of financial services experience; active licenses.
• Life & health license in Arizona; Series 7 & 66 licensing.

Responsibilities

• Provide financial planning support to clients
• Support investment professionals to cultivate client relationships
• Prepare financial plans and check their accuracy

Skills

3-5+ years financial services

Licensing: Life; Series 7; Series 66

Life & health license AZ

Investment knowledge

Interpersonal skills

Education

Bachelor’s degree in finance or related field

Tools

LPL Platform

Job description

Are you an experienced Financial Planner seeking an opportunity to serve your clients better? At Prudential Advisors, we can offer you more: More support, More clients, More compensation, and More client satisfaction.

We have an opportunity for the right senior advisor to work with our firm in Arizona.

Our ideal candidate will deliver comprehensive personalized investment solutions to help clients work toward their long-term financial goals. They should be comfortable creating financial plans and cross-checking work to ensure complete accuracy of information. Be coachable and bring a willingness to learn.

Responsibilities

• Provide financial planning support to clients
• Support investment professionals to cultivate client relationships
• Prepare financial plans and check their accuracy

Qualifications

• Bachelor’s degree in finance or related field
• Minimum 3-5+ years of Financial Services industry experience
• Must hold current licensing (Life + Series 7 & Series 66) or equivalent.
• Must hold Life & health license in Arizona
• Strong understanding of the investment business
• Excellent interpersonal & communication skills

This position will offer:

• The ability to work with an existing client base lead
• Access to LPL Financials’ full open‑architecture independent platform
• The ability to build a strong book of business with Prudential’s exceptional referral programs
• The opportunity to create client solutions without proprietary product sales requirements
• Compensation that is 100% benefitable, regardless of the product or company you sell
• All earnings are fully pensionable (including all advisory, brokerage, insurance & annuities)
• The look and feel of an independent advisor—​with the benefits of being an employee
• Three retirement programs: a 401(k) with a 4% match, a cash balance pension plan, and a pension enhancement plan, plus full medical and dental benefits
• We have two different paths of employment

We know that making a move is a big decision. We support you by offering financial packages designed to make your transition to Prudential as smoothly as possible.