Senior Financial Crime Compliance VP — AML/KYC Leader

Nomura Holdings, Inc.; New York (NY); On-site; USD 145,000 - 175,000; Full time

Benefits offered by this job

Competitive salary

Comprehensive benefits package

401(k) eligibility

Job summary

A global financial services firm is looking for a Vice President in Compliance to join its team in New York. This role requires at least 5 years of relevant experience and a Bachelor's degree, with strong skills in AML and KYC processes. You will serve as a point of escalation for compliance concerns and manage relationships with third-party service providers. Responsibilities include drafting policies, reviewing transactions for risks, and conducting compliance training. The pay range is $145K to $175K/year.

Qualifications

• Strong understanding of AML, sanctions, and anti-corruption laws.
• Ability to multi-task and manage numerous projects simultaneously under tight deadlines.

Responsibilities

• Provide support for Know Your Customer (KYC) and enhanced due diligence.
• Manage broker dealer 314a and 314b process.
• Draft and update compliance policies and procedures.

Skills

5+ years of relevant experience

Excellent communication skills

Ability to work independently

Strong organizational skills

Education

Bachelor's degree

Law degree

Job description

A global financial services firm is looking for a Vice President in Compliance to join its team in New York. This role requires at least 5 years of relevant experience and a Bachelor's degree, with strong skills in AML and KYC processes. You will serve as a point of escalation for compliance concerns and manage relationships with third-party service providers. Responsibilities include drafting policies, reviewing transactions for risks, and conducting compliance training. The pay range is $145K to $175K/year.