Senior Financial Advisor

Radium Search; California; On-site; USD 180,000 - 360,000; Full time

Benefits offered by this job

Fiduciary model

In-house research and platform

Associate & RM support

Relocation considered

Job summary

Radium Search is sourcing a Senior Wealth Advisor for Monterey, CA, on-site with relocation considered. You will lead high-net-worth client relationships, backed by a national firm, while the operations, compliance, research and technology are handled by the firm so you can focus on clients and growth.

The role requires 5+ years as a producing financial advisor, a book of at least $30M in assets, and licenses (Series 65/66 and Series 7 if held). A clean U4/BrokerCheck record is essential.

Qualifications

• 5+ years as a producing financial advisor.
• At least $30M in client assets that will realistically follow you.
• Series 65/66 or able to obtain, plus Series 7 if currently held.
• Clean U4/BrokerCheck record.

Responsibilities

• Lead advisor for own high-net-worth client relationships with national support.
• Focus on clients and growth while the firm handles operations, compliance, research and tech.

Skills

Client relationship management

Business development

Financial planning

Independent broker-dealer background

Education

Series 65/66 license

Series 7 license

Job description

Job title: Senior Wealth Advisor, Monterey, CA

Location: Monterey, California (on-site; relocation considered)

Running your own book at an independent broker-dealer, and want more behind you without giving up the planning-first way you work?

I'm working with one of the fastest-growing RIAs in the country. It is headquartered in California, and is now close to $16bn in AUM. The firm was founded in 2023 by senior leaders within the Wealth Management sector. It has grown by bringing planning-led advisors and practices onto one platform, and Monterey is its top hiring priority right now.

The role

You'll be a lead advisor for your own HNW client relationships, with the backing of a national firm. You stay focused on clients and growth. The firm takes on the operations, compliance, research and tech that slow most independent advisors down.

What the firm offers

• A fiduciary, planning-led RIA model with no product push
• In-house research and a broad investment platform, plus insurance and lending solutions for clients
• Associate and relationship manager support, so your time goes to clients and new business
• Leadership that has scaled an RIA nationally before, and a firm that is still early in its growth story
• Market leading package, including paying an attractive lump sum for clients that you bring
• A benefits package for employees, with transition terms discussed confidentially and tailored to your book

What you'll bring

• At least $30m in client assets that will realistically follow you
• 5+ years as a producing financial advisor. Independent broker-dealer backgrounds (LPL, Osaic, Commonwealth, Cetera, Ameriprise, Raymond James and similar) are especially welcome
• Series 65/66 or able to obtain, plus Series 7 if currently held
• A clean U4/BrokerCheck record
• A comprehensive planning approach, with HNW households, business owners or retirees as your core clients
• Based on the Monterey Peninsula or Central Coast, or open to relocating