Senior FCM Compliance Advisor — Front-Office Partner

Madison-Davis, LLC; Chicago (IL); On-site; USD 120,000 - 190,000; Full time

Job summary

Madison-Davis, LLC is seeking a Senior FCM Compliance Advisor to provide day-to-day regulatory and compliance guidance for its U.S. futures business in Chicago.

This hands-on role works closely with front-office and senior leadership on FCM, Introducing Brokers, and related derivatives activities. Your responsibilities include real-time advisory, interpreting multi-agency requirements, coordinating regulatory filings, and enhancing supervisory documentation to ensure ongoing compliance with

Qualifications

• Experience in financial markets compliance, with exposure to futures/derivatives.
• Knowledge of CFTC/NFA requirements and reporting.
• Ability to provide practical regulatory guidance to front-office and leadership.

Responsibilities

• Provide real-time compliance advice to front-office teams supporting U.S. FCM activities.
• Serve as a subject-matter resource on futures and derivatives compliance for business leaders.
• Interpret CFTC, NFA, SEC, FINRA and exchange requirements and translate them into practical guidance.

Skills

Futures compliance

Derivative markets

Regulatory interpretation

Front-office advisory

Regulatory filings

Policy development

Stakeholder communication

Data analysis

Excel

Education

Bachelor's degree in Finance/Economics/Business

Tools

MS Office

Job description

Madison-Davis, LLC is seeking a Senior FCM Compliance Advisor to provide day-to-day regulatory and compliance guidance for its U.S. futures business in Chicago.

This hands-on role works closely with front-office and senior leadership on FCM, Introducing Brokers, and related derivatives activities. Your responsibilities include real-time advisory, interpreting multi-agency requirements, coordinating regulatory filings, and enhancing supervisory documentation to ensure ongoing compliance with