Senior Corporate Financing Analyst - Regulatory & Investigations

Financial Industry Regulatory Authority, Inc.; Rockville (MD); Hybrid; USD 112,000 - 203,000; Full time

Benefits offered by this job

Health insurance

Dental insurance

Vision insurance

401(k) with company match

Tuition reimbursement

Commuter benefits

Paid time off (PTO)

Volunteer days

Job summary

FINRA is seeking a Principal Analyst in Corporate Financing to independently analyze complex public offering and private placement filings under FINRA rules. The role also supports senior staff with workflow management, training, and supervision.

Hybrid work in multiple locations with travel; salary range for Rockville, MD listed as $112,300 - $202,500. The incumbent will prepare analyses, lead discussions with filers, mentor junior staff, and respond to inquiries from regulators and market

Qualifications

• Bachelor's degree with seven years of related industry experience.
• Ability to work independently and in groups.
• Strong analytical and organizational skills.
• Excellent oral and written communication skills.

Responsibilities

• Analyze routine and complex corporate financing filings and related investigations.
• Prepare well-written correspondence and analyses.
• Lead discussions with filers and FINRA staff on compliance trends.
• Mentor junior staff and provide training.

Skills

Analytical skills

Oral and written communication

Independent work

Education

Bachelor's degree

Job description

FINRA is seeking a Principal Analyst in Corporate Financing to independently analyze complex public offering and private placement filings under FINRA rules. The role also supports senior staff with workflow management, training, and supervision.

Hybrid work in multiple locations with travel; salary range for Rockville, MD listed as $112,300 - $202,500. The incumbent will prepare analyses, lead discussions with filers, mentor junior staff, and respond to inquiries from regulators and market