Senior Controls & Compliance Analyst

Innova Solutions

New York (NY)

On-site

USD 92,299 - 99,187

Full time

14 days+

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Benefits offered by this job

Medical & pharmacy coverage
Dental/vision insurance
401(k)
Life Insurance
Short term and long term Disability

Job summary

A leading staffing firm in New York is seeking a Supervisory Controls Analyst to ensure compliance through auditing and testing control processes. The ideal candidate will have experience with Written Supervisory Procedures and a strong understanding of risk evaluation frameworks in financial environments. This full-time, contract position offers a pay range of $67.00 - $72.00 per hour along with comprehensive benefits.

Qualifications

  • Experience analyzing supervisory processes to identify gaps.
  • Ability to generate reports and communicate control outcomes.
  • Familiarity with trade regulations and their impact on controls.

Responsibilities

  • Audit and test Written Supervisory Procedures for compliance.
  • Validate effectiveness of supervisory controls and escalation processes.
  • Collaborate with business teams to execute control activities.

Skills

Experience with Written Supervisory Procedures (WSPs)
Knowledge of risk and control evaluation frameworks
Auditing control processes
Hands-on experience with QA testing
Proficiency in Microsoft Office, especially Excel

Job description

A leading staffing firm in New York is seeking a Supervisory Controls Analyst to ensure compliance through auditing and testing control processes. The ideal candidate will have experience with Written Supervisory Procedures and a strong understanding of risk evaluation frameworks in financial environments. This full-time, contract position offers a pay range of $67.00 - $72.00 per hour along with comprehensive benefits.
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