Senior Compliance Officer

VirtualVocations; Tampa (FL); Remote; USD 90,000 - 120,000; Full time

Job summary

A remote job platform is seeking a Sr. Compliance Officer to oversee investment risk for third-party equity and fixed income fund managers. Candidates should have a bachelor's degree in Finance or similar and over 5 years of experience in investment risk or asset management. This role involves utilizing analytical tools and conducting monitoring reviews to assess risks. Strong understanding of investment products is essential.

Qualifications

• Bachelor's degree required.
• 5+ years in investment risk, compliance, or asset management.
• Strong understanding of investment products.

Responsibilities

• Oversee investment risk for third-party equity and fixed income managers.
• Analyze investment risks using industry-standard tools.
• Conduct monitoring reviews of funds and assess emerging risks.

Skills

Investment risk assessment

Analytical skills

Proficiency in risk analysis tools

Education

Bachelor's degree in Finance, Economics, or related field

Tools

FactSet

Bloomberg

Morningstar

Job description

A company is looking for a Sr. Compliance Officer - Investment Risk.

Key Responsibilities

• Oversee investment risk for third-party equity, fixed income, and liquid alternative fund managers
• Utilize industry-standard tools to analyze investment risks and challenge assumptions
• Conduct monitoring reviews of equity and fixed income funds and assess emerging risk areas

Required Qualifications

• Bachelor's degree in Finance, Economics, Risk Management, or a related field
• 5+ years of experience in investment risk, compliance, or asset management
• Strong understanding of investment products, including mutual funds and alternative investments
• Proficiency with risk and research tools such as FactSet, Bloomberg, and Morningstar
• Demonstrated ability to independently assess risk and provide credible challenge