Senior Compliance Officer

Partnership Employment; New York (NY); Sur place; USD 100 000 - 140 000; Plein temps

Résumé du poste

Partnership Employment in New York seeks a strategic Compliance professional to guide business units through regulatory requirements, risk assessments, and governance processes. You will interpret banking standards, review promotions for disclosures, and advise on controls.

Collaborate with leaders to identify weaknesses, coordinate remediation, and support regulatory change initiatives while maintaining rigorous oversight and clear communications.

Responsabilités

• Acts as a strategic compliance resource to business units, delivering practical guidance and risk-focused recommendations across operational activities, products, and customer offerings.
• Interprets applicable banking requirements and regulatory standards, helping stakeholders assess potential exposure and incorporate appropriate safeguards into business decisions.
• Evaluates promotional content, customer communications, and related materials to confirm regulatory consistency, appropriate disclosures, and clear presentation.
• Performs risk evaluations by assessing exposure, reviewing existing safeguards, and determining the effectiveness of mitigation measures.
• Conducts ongoing oversight activities using relevant reporting, performance indicators, and analytical tools to identify potential weaknesses and emerging concerns.
• Communicates significant observations and developing risk patterns to support compliance planning, review priorities, and oversight activities.
• Partners with business owners to investigate identified concerns, evaluate underlying causes, and develop corrective measures designed to address issues effectively.
• Provides guidance throughout internal compliance reviews, including defining review scope, participating in stakeholder discussions, evaluating preliminary observations, challenging proposed findings, and reviewing remediation commitments.
• Contributes compliance expertise to internal governance forums and specialized oversight groups addressing business risk, technology, and organizational initiatives.
• Evaluates educational materials to ensure regulatory concepts are accurately represented and relevant compliance topics are appropriately addressed.
• Develops productive relationships with business leaders, operational teams, and risk partners through consultation, knowledge sharing, and ongoing compliance engagement.
• Assists with regulatory change initiatives by evaluating business impacts, coordinating implementation considerations, and supporting the development and maintenance of internal standards and procedures.

Description du poste

• Acts as a strategic compliance resource to business units, delivering practical guidance and risk-focused recommendations across operational activities, products, and customer offerings.
• Interprets applicable banking requirements and regulatory standards, helping stakeholders assess potential exposure and incorporate appropriate safeguards into business decisions.
• Evaluates promotional content, customer communications, and related materials to confirm regulatory consistency, appropriate disclosures, and clear presentation.
• Performs risk evaluations by assessing exposure, reviewing existing safeguards, and determining the effectiveness of mitigation measures.
• Conducts ongoing oversight activities using relevant reporting, performance indicators, and analytical tools to identify potential weaknesses and emerging concerns.
• Communicates significant observations and developing risk patterns to support compliance planning, review priorities, and oversight activities.
• Partners with business owners to investigate identified concerns, evaluate underlying causes, and develop corrective measures designed to address issues effectively.
• Provides guidance throughout internal compliance reviews, including defining review scope, participating in stakeholder discussions, evaluating preliminary observations, challenging proposed findings, and reviewing remediation commitments.
• Contributes compliance expertise to internal governance forums and specialized oversight groups addressing business risk, technology, and organizational initiatives.
• Evaluates educational materials to ensure regulatory concepts are accurately represented and relevant compliance topics are appropriately addressed.
• Develops productive relationships with business leaders, operational teams, and risk partners through consultation, knowledge sharing, and ongoing compliance engagement.
• Assists with regulatory change initiatives by evaluating business impacts, coordinating implementation considerations, and supporting the development and maintenance of internal standards and procedures.