Senior Compliance Analyst – AML/Sanctions, NY

SEB; New York (NY); On-site; USD 100,000 - 120,000; Full time

Job summary

SEB in New York seeks a Senior Analyst, Compliance Officer to join Group Compliance. You will support NY Branch and SEBSI with day-to-day compliance operations, monitoring and testing, and ensure proper documentation and escalation of issues.

You will conduct onboarding, due diligence, sanctions screening and audits, while maintaining records and supporting training and policy development. A strong compliance mindset and 2+ years’ experience are required.

Qualifications

• Minimum bachelor’s degree with 2+ years in banking/compliance, regulatory, audit or risk.
• Hands-on experience in BSA/AML, OFAC sanctions and customer due diligence.
• Ability to follow procedures, document work clearly and meet deadlines.
• Proficiency with MS Office; FINRA licenses or CAMS preferred.

Responsibilities

• Perform risk-based compliance monitoring and testing for Branch and SEBSI; document conclusions.
• Conduct transaction monitoring, surveillance and escalation of exceptions.
• Execute customer onboarding, risk-rating, due diligence and periodic reviews.
• Support AML/BSA and OFAC controls, investigations and regulatory reporting.
• Oversee employee compliance reviews and records; assist broker-dealer compliance.
• Maintain system access, calendars, evidence repositories and records.
• Prepare regulatory updates, data updates and compliance reporting.

Skills

Compliance monitoring

Risk management

Documentation

Analytical skills

Education

Bachelor's degree

Tools

Microsoft Office

Job description

SEB in New York seeks a Senior Analyst, Compliance Officer to join Group Compliance. You will support NY Branch and SEBSI with day-to-day compliance operations, monitoring and testing, and ensure proper documentation and escalation of issues.

You will conduct onboarding, due diligence, sanctions screening and audits, while maintaining records and supporting training and policy development. A strong compliance mindset and 2+ years’ experience are required.