Senior Compliance Advisor – Personalized Indexing (Hybrid)

Vanguard; Chandler (AZ); Hybrid; USD 120,000 - 180,000; Full time

Job summary

Vanguard is seeking a Senior Compliance Advisor to support Vanguard Personalized Indexing Management (VPIM). You will partner with business units, risk and legal teams to ensure regulatory integrity across the lifecycle of VPIM initiatives.

The role emphasizes proactive compliance design, implementation of policies, and ongoing testing to sustain fiduciary excellence while enabling innovative personalized indexing offerings.

Qualifications

• Five years’ related work experience, with at least two years in a financial services compliance function.
• Strong organizational skills with attention to detail and excellent communication.
• Undergraduate degree or equivalent combination of training and experience.

Responsibilities

• Serve as an experienced advisor to the business, interfacing regularly with business unit stakeholders, risk and legal partners, and other compliance colleagues.
• Oversee the design, implementation execution, and maintenance of compliance policies and procedures; support new standards.
• Research, interpret and implement compliance processes aligned with regulatory requirements and industry best practices.
• Collaborate with cross-functional teams to vet learnings, refine processes, and ensure readiness for future phases.
• Participate in inspections and risk assessments, communicate findings, and drive actionable improvements.

Skills

Regulatory compliance

Risk assessment

Stakeholder communication

Investment advisory

Education

Undergraduate degree

Job description

Vanguard is seeking a Senior Compliance Advisor to support Vanguard Personalized Indexing Management (VPIM). You will partner with business units, risk and legal teams to ensure regulatory integrity across the lifecycle of VPIM initiatives.

The role emphasizes proactive compliance design, implementation of policies, and ongoing testing to sustain fiduciary excellence while enabling innovative personalized indexing offerings.