Senior CAT Operations & Strategy Analyst

Financial Industry Regulatory Authority, Inc.; Rockville (MD); Hybrid; USD 131,000 - 238,000; Full time

Benefits offered by this job

Discretionary bonus

Health insurance

401(k) with company match

Tuition reimbursement

Job summary

FINRA in Rockville, MD is seeking a Senior Principal Analyst of CAT Business Operations to lead strategic initiatives for the Consolidated Audit Trail project and deliver critical regulatory solutions.

You will define milestones, lead requirements sessions with Plan Participants and Industry Members, mentor analysts, and translate business needs into actionable deliverables while serving as a subject-matter expert for SEC Rule 613 and CAT standards.

Qualifications

• Bachelor's degree with 9+ years in securities/financial services.

Responsibilities

• Lead end-to-end requirements lifecycle from discovery through business requirements development, UAT design and execution.

Skills

Requirements gathering

Data analysis

Stakeholder management

Mentoring

Regulatory knowledge

Written/verbal communication

Education

Bachelor's degree with 9+ years experience

Advanced degree desirable

Tools

SQL

Job description

FINRA in Rockville, MD is seeking a Senior Principal Analyst of CAT Business Operations to lead strategic initiatives for the Consolidated Audit Trail project and deliver critical regulatory solutions.

You will define milestones, lead requirements sessions with Plan Participants and Industry Members, mentor analysts, and translate business needs into actionable deliverables while serving as a subject-matter expert for SEC Rule 613 and CAT standards.