Senior Auditor: Front Office, Compliance & Operations

JCW Group; United States; On-site; USD 80,000 - 110,000; Full time

Job summary

A financial services recruitment firm is seeking a Senior Auditor to lead audits across various U.S. operations. The role requires 3–6 years of relevant experience and involves planning and executing audits, assessing internal controls, and providing recommendations. Candidates should possess strong communication skills and relevant certifications like CPA or CIA. This full-time position offers the opportunity to collaborate with business leaders in a fast-paced environment and support junior staff development.

Qualifications

• 3–6 years of internal audit or public accounting experience, preferably in investment management.
• Experience conducting audits across front office functions and investment operations.
• Familiarity with SEC, FINRA, and regulatory frameworks relevant to investment management.

Responsibilities

• Independently plan and execute risk-based audits across various functions.
• Prepare audit findings and recommendations for senior leadership.
• Support the development of junior audit staff in a collaborative environment.

Skills

Internal audit experience

Regulatory compliance knowledge

Analytical skills

Stakeholder management

Strong communication skills

Education

CPA, CIA, or relevant certifications

Job description

A financial services recruitment firm is seeking a Senior Auditor to lead audits across various U.S. operations. The role requires 3–6 years of relevant experience and involves planning and executing audits, assessing internal controls, and providing recommendations. Candidates should possess strong communication skills and relevant certifications like CPA or CIA. This full-time position offers the opportunity to collaborate with business leaders in a fast-paced environment and support junior staff development.