Senior Auditor, Compliance and Privacy (Hybrid)

Capital One Group; United States; Hybrid; USD 88,000 - 120,000; Full time

Job summary

Capital One is seeking a Senior Auditor for Compliance and Privacy to conduct risk-based audits across regulatory and internal controls. The role emphasizes collaboration with the Compliance and Privacy Audit team, data analytics, and delivering timely insights to strengthen governance.

Hybrid work requires on-site presence per policy. The ideal candidate has 2+ years in auditing or risk/compliance, plus relevant certifications and experience in banking or large financial services.

Qualifications

• Bachelor's Degree or military experience required.
• At least 2 years of experience in auditing, accounting, risk management, or compliance.
• Preferred CIA, CPA, CRCM or related certifications.
• 2+ years of banking/financial services experience or serving large banks.
• At least 1 year of experience with data analytics tools.

Responsibilities

• Perform risk-based reviews and assessments of compliance with federal, state, and other regulations.
• Assist in communicating issues, risks, and recommendations to management.
• Operate independently to meet schedule and quality standards.
• Develop strong working relationships with business partners and Audit group.
• Leverage data analytics during planning and fieldwork.
• Follow up on audit actions to ensure timely remediation.

Skills

Auditing

Risk management

Compliance

Data analytics

Education

Bachelor's degree or military experience

Job description

Senior Auditor, Compliance and Privacy (Hybrid)### Senior Auditor, Compliance and Privacy (Hybrid)Apply: Charlotte, NC: McLean, VA: Richmond, VA: New York, NY: Plano, TX: Full time: Posted Today: R1004988Senior Auditor, Compliance and Privacy (Hybrid)Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals operate within a collaborative and agile environment. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top talent destination, creates a dynamic atmosphere for both personal growth and professional opportunity. Capital One is seeking a Senior Auditor interested in becoming part of our Compliance and Privacy Audit team. As a member of the Compliance and Privacy Audit team, you will focus on conducting operational and compliance audit projects and supporting the annual audit plan. Responsibilities:* Perform risk-based reviews and assessments of compliance with federal, state, and other legal regulations and business activities. Perform relevant testing based on the risks and processes associated with the area being audited.* Assist in communicating issues, risks, and recommendations to all levels of management.* Operate independently and ensure work is completed according to schedule and meets our high-quality standards.* Develop and maintain strong and effective working relationships with key business partners and the extended Audit group.* Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.* Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales.* Proactively seek out learning opportunities to enhance skills and competencies related to role.* This role is designated as a hybrid position. You are expected to adhere to Capital One’s hybrid policy regarding required on-site presence at your designated office location. Here's what we're looking for in an ideal teammate:* You are a critical thinker who seeks to understand the business and its control environment.* You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.* You possess a relentless focus on quality and timeliness.* You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.* You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.* You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.* You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.* You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent. Basic Qualifications:* Bachelor's Degree or military experience* At least 2 years of experience in auditing, accounting, risk management, compliance, or a combination Preferred Qualifications:* Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or relevant certification* 2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination* At least 1 year of experience with data analytics tools in support of internal audit *“At this time, Capital One will not sponsor a new applicant for employment authorization, or offer any immigration related support for this position (e.g. H1B, F-1 OPT, F-1 STEM OPT, F-1 CPT, J-1, TN, E-3, and O-1, or any other forms of work authorization that require immigration support from an employer).”* The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.Charlotte, NC: $87,700 - $100,100 for Senior Staff AuditorMcLean, VA: $96,500 - $110,100 for Senior Staff AuditorNew York, NY: $105,300 - $120,100 for Senior Staff AuditorPlano, TX: $87,700 - $100,100 for Senior Staff AuditorRichmond, VA: $87,700 - $100,100 for Senior Staff AuditorRiverwoods, IL: $87,700 - $100,100 for Senior Staff AuditorCandidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.This role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.