Senior AML Compliance Investigator

Principal Financial Group; Oregon; Hybride; USD 85 000 - 132 000; Plein temps

Résumé du poste

Principal Financial Group seeks a Senior Compliance Analyst to join our Financial Crimes team. You will conduct complex AML investigations, review transactions, and draft SARs for FinCEN while coordinating regulatory reporting efforts.

The role partners with AML Officers and business stakeholders to strengthen AML controls across the enterprise. The candidate brings 6+ years in AML/compliance, deep knowledge of BSA/FinCEN/OFAC, and excellent analytical and communication skills.

Qualifications

• Bachelor’s degree or equivalent required.
• 6+ years of direct AML/compliance experience.
• Experience preparing SARs and regulatory reporting.
• Strong knowledge of AML regs (BSA, FinCEN, OFAC, USA PATRIOT Act).
• Ability to analyze large data sets and perform investigations.
• Excellent organizational and communication skills.
• Advanced Excel and business applications.

Responsabilités

• Conduct detailed reviews and investigations of potentially suspicious activity identified through monitoring, referrals, and other sources.
• Analyze transactional activity and customer behavior to identify money laundering and financial crimes risks.
• Coordinate gathering, analysis, and documentation for regulatory reporting.
• Draft, review, and edit SARs for submission to FinCEN.
• Collaborate with AML Officers and stakeholders across the enterprise.
• Provide guidance on AML obligations and regulatory requirements.
• Maintain expertise in BSA, FinCEN, OFAC, and elder financial exploitation rules.
• Support risk assessments, audits, and regulatory examinations.
• Assist with procedure updates, training, and process improvements in AML.

Connaissances

AML investigations

Regulatory reporting

Excel proficiency

Analytical mindset

Communication skills

Formation

Bachelor's degree or equivalent

Outils

NICE Actimize

Description du poste

Principal Financial Group seeks a Senior Compliance Analyst to join our Financial Crimes team. You will conduct complex AML investigations, review transactions, and draft SARs for FinCEN while coordinating regulatory reporting efforts.

The role partners with AML Officers and business stakeholders to strengthen AML controls across the enterprise. The candidate brings 6+ years in AML/compliance, deep knowledge of BSA/FinCEN/OFAC, and excellent analytical and communication skills.