Senior AML Compliance Advisor Manager

Capital One; Plano (TX); On-site; USD 138,000 - 158,000; Full time

Job summary

Capital One in Plano, TX seeks an Anti-Money Laundering (AML) Compliance Advisor Manager to lead second-line risk management ensuring compliance with AML laws across Card Partnerships. The role focuses on providing expert guidance, risk challenge, and remediation plans while driving controls and training within the AML program.

The position requires 6+ years in AML, 2+ years in advisory, and CAMS/CRCM certifications.

Qualifications

• Bachelor's degree or military experience.
• At least 3 years of Anti-Money Laundering (AML) Compliance experience.
• At least 3 years of experience in Compliance, Legal, or Audit.
• 6+ years in AML Compliance experience preferred.
• 2+ years of Compliance Advisory Experience preferred.
• Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certifications preferred.

Responsibilities

• Maintain subject matter expertise of applicable laws and regulations within the Compliance Risk Management framework.
• Maintain understanding of business line operating processes, strategies, products, and services.
• Provide effective challenge and guidance on AML compliance risks and support business line through various interactions and forums.
• Support business line by providing expert advice and influencing changes to processes, procedures, and controls to mitigate AML compliance risk.
• Determine and advise business line on AML compliance requirement applicability for new or modified products and processes and resulting from changes in laws or regulations.
• Support and advise business during new product and initiative implementation, and during integration of acquired companies or portfolios.
• Engage in Audit, Regulatory, ICTT and other reviews of first and second line AML programs.
• Review new/revised business line policies, standards and procedures.
• Help business line determine appropriate training audience, delivery channel(s), and training frequency for AML compliance training.
• Review business line training materials with AML compliance-related content for accuracy and completeness.
• Provide business line guidance on developing and executing controls and monitoring plans associated with mitigating AML compliance risk.
• Assess operational breakdowns for AML compliance risk and provide guidance on remediation/recovery plans.
• Identify trends in data and advise on identified emerging risks.
• Review business line performance and elevate high risks and issues.
• Communicate AML compliance risk appetite and key performance metrics to business line and monitor business plans to ensure compliance risk remains within approved appetite.
• Evaluate Internal Audit, regulatory exam, and self-identified issues and events for compliance impacts.
• Monitor external compliance environment, emerging risks, regulatory focus areas.
• Work with the Enterprise KYC Team to develop appropriate multi-year KYC strategy for Card Partnerships.
• Drive internal AML projects within Card and other LOBs as appropriate.
• May provide Advisory support to other areas, including U.S. Card, Small Business Card and/or Enterprise Services, as appropriate.

Skills

AML compliance experience

Compliance advisory experience

Education

Bachelor's degree or military experience

CAMS certification (Certified Anti-Money Laundering Specialist)

CRCM certification (Certified Regulatory Compliance Manager)

Job description

Capital One in Plano, TX seeks an Anti-Money Laundering (AML) Compliance Advisor Manager to lead second-line risk management ensuring compliance with AML laws across Card Partnerships. The role focuses on providing expert guidance, risk challenge, and remediation plans while driving controls and training within the AML program.

The position requires 6+ years in AML, 2+ years in advisory, and CAMS/CRCM certifications.