Senior AI Model Oversight & Risk Leader

Charles Schwab

Austin (TX)

Hybrid

USD 150,000 - 210,000

Full time

5 days ago

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Benefits offered by this job

401(k) with company match

Employee stock purchase plan

Sabbatical after 5 years

Parental leave and family benefits

Tuition reimbursement

Health, dental, and vision insurance

Job summary

Charles Schwab is seeking a Senior Manager of Retail Supervision & Risk Management to lead 1LOD oversight of model-driven activity. This role supervises model outputs, applies regulator‑defensible judgment, and determines risk ratings in line with firm standards and regulatory expectations.

You will partner with AI Model Supervision, Compliance, Risk, and Product to calibrate controls and drive continuous improvement.

Qualifications

8+ years of broker-dealer/investment adviser supervision experience with direct supervisory reviews and dispositions.
Experience with Reg BI, fiduciary considerations, and retail investor protections.
Strong understanding of model output risk and regulator-defensible rationale.
Ability to produce supervisory reporting, trend analyses, and senior management updates.
Experience presenting findings to executives and governance forums.

Responsibilities

Execute supervisory review routines and controls for model-enabled workflows in line with procedures.
Interpret model outputs to determine appropriate supervisory dispositions and risk ratings.
Document results, rationale, and dispositions in audit-ready format.
Identify opportunities to improve control design and reduce noise in supervisory processes.
Produce recurring and ad-hoc supervisory reports and executive summaries.
Collaborate with AI Model Supervision, Compliance, Risk, Product, and other stakeholders.