SEC Audit Manager - Regulator

Regal Executive Search; Irvine (CA); On-site; USD 120,000 - 160,000; Full time

Job summary

A prominent executive search firm seeks an SEC Audit Manager to oversee the audits of public companies and SEC-registered brokers. This role involves ensuring compliance with regulatory standards, conducting inspections, and evaluating the quality of audit processes. The ideal candidate will have extensive experience in audit management and hold a CPA license.

Qualifications

• CPA license required.
• 6-15 years of experience in audits at Senior Manager/Manager level.
• Knowledge of PCAOB standards, GAAP, and IFRS.

Responsibilities

• Oversee audits of public companies and SEC-registered brokers.
• Inspect audit workpapers for compliance with standards.
• Draft inspection reports and communicate findings.

Skills

Communication

Independence

Teamwork

Education

Bachelor's in Accounting

MBA or Master’s

Job description

SEC Audit Manager - Regulator

Irvine, CA 92618 US

Industry: Accounting / Finance

Job Number: 2774

Job Description

SEC Audit Manager / Regulator

Overseeing the audits of public companies and SEC-registered brokers and dealers to protect investors and ensure accurate, independent audit reports.

Responsibilities

• Inspect audit workpapers for compliance with Sarbanes-Oxley, SEC rules, and professional standards.
• Assess firms' quality control structures and their impact on audit quality.
• Interview firm personnel to understand and evaluate audit and quality control processes.
• Gather information to support inspection findings.
• Research technical issues and communicate findings.
• Draft inspection reports and comment forms.

Additional Opportunities

• Enhance technical skills through inspection activities.
• Participate in inspection projects and training development.
• Contribute to the firms' recruiting processes.

Qualifications

• CPA license required.
• 6-15 years of experience in U.S.-traded company audits at Senior Manager or Manager level.
• Bachelor's in Accounting; MBA or Master’s preferred.
• Knowledge of PCAOB standards, GAAP, and IFRS.
• Strong communication skills.
• Ability to work independently and in teams.
• Willingness to travel 20-30%, including internationally.
• Foreign language skills are a plus.

Our Values & Equal Opportunity

We value integrity, excellence, effectiveness, collaboration, and accountability. We are committed to a discrimination-free workplace and consider all qualified applicants, including those with criminal histories, in accordance with law.

Meet Your Recruiter

Tim Bramley

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Additional Information

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