SD/SBSD Compliance Leader — Regulatory Risk & Policy

Macquarie Global Services; New York (NY); Hybrid; USD 119,000 - 144,000; Full time

Benefits offered by this job

Wellbeing leave

Parental leave

Volunteer leave

Health insurance

Flexible working arrangements

401(k)

Job summary

Macquarie seeks a Compliance Professional to support the Chief Compliance Officer for SD/SBSD and the CGM Business Compliance Regulatory Team. You will help develop, implement and oversee the firm's compliance program to meet CFTC, SEC, and NFA requirements, interfacing with regulators and internal stakeholders.

You will provide regulatory advice, coordinate governance, and drive investigations and remedial actions to uphold the firm’s standards across global markets.

Qualifications

• Strong knowledge of CFTC, SEC, and NFA regulations.
• Experience designing and overseeing compliance programs.
• Ability to liaise with regulators and internal stakeholders.

Responsibilities

• Provide advice on regulations, internal policies, and procedures.
• Respond to regulatory inquiries, audits, and examinations.
• Coordinate with internal teams to ensure regulatory compliance.
• Support investigations and remedial actions as needed.

Skills

Regulatory knowledge

Regulatory investigations

Regulatory filings

Stakeholder communication

Job description

Macquarie seeks a Compliance Professional to support the Chief Compliance Officer for SD/SBSD and the CGM Business Compliance Regulatory Team. You will help develop, implement and oversee the firm's compliance program to meet CFTC, SEC, and NFA requirements, interfacing with regulators and internal stakeholders.

You will provide regulatory advice, coordinate governance, and drive investigations and remedial actions to uphold the firm’s standards across global markets.