Sales Supervision Principal – Financial Services

Osaic; La Vista (NE); Hybrid; USD 65,000 - 75,000; Full time

Benefits offered by this job

Health, vision, dental insurance

401k

Paid time away

Volunteer days

Job summary

Osaic is hiring a Sales Supervision Principal in La Vista, NE, offering a hybrid work model. The candidate will conduct suitability reviews for financial transactions, analyze and document findings, and ensure compliance with firm policies and regulations. Required qualifications include a Bachelor’s degree preferred or significant experience, relevant FINRA licenses, and strong analytical skills. The role offers an annual salary of $65,000 - $75,000 plus bonuses and various benefits including health and retirement plans.

Qualifications

• Minimum of high school diploma or equivalent is required.
• At least 1 - 2 years related experience is preferred.

Responsibilities

• Conducts suitability reviews of business transactions.
• Completes data entry and documents analysis.
• Provides recommendations for approval or rejection after analysis.
• Monitors and enforces internal controls for compliance.

Skills

Basic VA, RILA, FIA annuity & Alternative Investment knowledge

Excellent written and verbal communication skills

Analytical and problem-solving skills

Education

Bachelor's degree preferred or significant experience in lieu

Tools

FINRA Series 7

FINRA Series 63 (or Series 66)

FINRA Series 24 (or Series 8 or 9/10)

Job description

Osaic is hiring a Sales Supervision Principal in La Vista, NE, offering a hybrid work model. The candidate will conduct suitability reviews for financial transactions, analyze and document findings, and ensure compliance with firm policies and regulations. Required qualifications include a Bachelor’s degree preferred or significant experience, relevant FINRA licenses, and strong analytical skills. The role offers an annual salary of $65,000 - $75,000 plus bonuses and various benefits including health and retirement plans.