Risk Officer, Digital Wealth Platform

Morgan Stanley; Sandy (UT); On-site; USD 120,000 - 180,000; Full time

Job summary

Morgan Stanley is seeking a Risk Officer to support E*TRADE Premium & Specialty Client and Emerging Wealth Solutions. You will supervise risk, compliance, and regulatory duties, ensuring adherence to policies and timely escalations. Collaboration with SRO, ARRO, and business management is essential.

You will coach teams, maintain control environments, and contribute to internal audits and examinations while upholding Morgan Stanley’s standards across wealth management services.

Qualifications

• Bachelor’s degree or equivalent education/experience.
• Previous industry experience in financial services.
• Active Series 7 & 8 (or 9 & 10) licenses, and Series 63 & 65 (or 66).

Responsibilities

• Own day-to-day risk, supervisory and compliance oversight for E*TRADE Self‑Directed and covered client segments (ETPS and EWS).
• Maintain a strong control environment by enforcing laws, regulations and firm policies.
• Manage supervisory inquiries and escalation requests with risk leadership to drive timely resolution.
• Provide coaching to Relationship Managers and teams on supervisory expectations and policy interpretation.
• Oversee risk monitoring across key risk areas and coordinate with Legal and Compliance on escalations.

Skills

Regulatory compliance

Communication

Leadership

Policy interpretation

Education

Bachelor's degree or equivalent

Job description

Morgan Stanley is seeking a Risk Officer to support E*TRADE Premium & Specialty Client and Emerging Wealth Solutions. You will supervise risk, compliance, and regulatory duties, ensuring adherence to policies and timely escalations. Collaboration with SRO, ARRO, and business management is essential.

You will coach teams, maintain control environments, and contribute to internal audits and examinations while upholding Morgan Stanley’s standards across wealth management services.