Risk Management & Internal Controls – Private Markets

Morgan Stanley; Purchase (NY); On-site; USD 85,000 - 140,000; Full time

Job summary

Morgan Stanley is seeking a Risk Management and Internal Controls professional within the Investment Solutions Business Risk Management team in Purchase, NY. The role partners with business units to ensure adherence to risk and control frameworks, with a focus on Private Markets and Alternative Investments.

Responsibilities include coordinating risk and control self-assessments, examinations, incident analysis, and implementing enhanced processes and controls across the organization.

Qualifications

• At least 5 years of relevant risk experience.
• Undergraduate degree in business, finance, accounting or related fields.
• Audit and RCSA experience preferred.
• Business process and operational controls experience preferred.
• Strong understanding of compliance and audit practices.
• Knowledge of IT security controls.

Responsibilities

• Support EquityZen migration by developing and implementing the control framework.
• Coordinate risk and control self-assessments with risk owners to ensure adequate coverage.
• Coordinate with auditors, compliance and RCSA teams for examinations and follow-up on open risks.
• Analyze risk incidents and assess impact; document in ReCap.
• Plan and perform internal reviews of procedures and controls to ensure effectiveness.
• Lead initiatives to enhance processes and controls to close gaps.
• Develop and communicate risk management issues and proposed solutions to BRM management.
• Assist in IT project risk management and coordinate with BUISO on security risks.
• Participate in review of vendor management, EUC and user entitlements as needed.

Skills

Risk management

Internal controls

RCSA

Audit

Compliance

MS Office

Education

Undergraduate degree in business/finance

Tools

Microsoft Excel

PowerPoint

Pivot tables

VLOOKUP

Job description

Morgan Stanley is seeking a Risk Management and Internal Controls professional within the Investment Solutions Business Risk Management team in Purchase, NY. The role partners with business units to ensure adherence to risk and control frameworks, with a focus on Private Markets and Alternative Investments.

Responsibilities include coordinating risk and control self-assessments, examinations, incident analysis, and implementing enhanced processes and controls across the organization.