Remote RIA Compliance Associate — Flexible & Growth‑Oriented

True West; Denver (CO); On-site; USD 58,500 - 71,500; Full time

Benefits offered by this job

Medical, dental, and vision insurance

15 days PTO

10 paid holidays

Flexible work environment

Job summary

A flexible consulting firm in Denver is seeking an SEC Compliance Associate focused on executing high-quality compliance work and supporting registered investment advisors. This role involves communication with clients, managing regulatory filings, and providing operational support. Ideal candidates have a degree in business or finance, customer service experience, and strong organizational skills. The position offers a starting salary of $65,000+, remote flexibility, and a comprehensive benefits package, including medical and paid time off.

Qualifications

• 1+ years of experience in customer service or administrative role.
• Strong written and verbal communication skills.
• Ability to manage multiple projects simultaneously.

Responsibilities

• Provide operational support to registered investment advisors.
• Prepare and review regulatory filings and compliance documents.
• Calculate and manipulate data to ensure compliance.

Skills

Customer service experience

Strong communication

Organizational skills

Detail-oriented

Education

Associate’s or Bachelor’s degree in business or finance

Tools

Excel

SharePoint

Financial service technology (e.g. Orion, Redtail)

Job description

A flexible consulting firm in Denver is seeking an SEC Compliance Associate focused on executing high-quality compliance work and supporting registered investment advisors. This role involves communication with clients, managing regulatory filings, and providing operational support. Ideal candidates have a degree in business or finance, customer service experience, and strong organizational skills. The position offers a starting salary of $65,000+, remote flexibility, and a comprehensive benefits package, including medical and paid time off.