Regulatory Fintech AI Counsel – Digital Advisory

Franklin Templeton

New York (NY)

Hybrid

USD 145,000 - 185,000

Full time

14 days+

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Benefits offered by this job

PTO 3 weeks

Health coverage

401(k) with match

ESIP program

LEAP

Education assistance

Job summary

Franklin Templeton seeks an experienced in-house lawyer to advise on regulatory matters under the Investment Advisers Act and related securities laws. You will support digital advisory and Fintech product initiatives, draft key agreements, and partner with investment, technology, and compliance teams in a fast-paced environment.

Ideal candidates hold a JD with U.S. bar admission and 4+ years in investment management legal roles, including FinTech exposure.

Qualifications

JD and license to practice law in the U.S.
4+ years’ experience in the U.S. investment management area with the SEC, a law firm, an investment management firm, or an industry trade group.
Experience advising FinTech clients, and with digital investment advice, SMAs, model delivery businesses, and options would be helpful.
Experience using AI in connection with providing legal advice.
Knowledge and experience with laws and regulations under the Investment Advisers Act and SEC/CFTC laws and regulations.

Responsibilities

Serve as a trusted legal advisor to Franklin Templeton’s investment businesses and technology teams.
Translate regulatory requirements into clear, actionable guidance for the business.
Structure, draft, and negotiate investment management and technology agreements.
Collaborate across investment, distribution, technology, operations, compliance, and risk teams.
Support development, launch, and ongoing management of investment products and fund offerings.