Regulatory Compliance Risk Lead

Truist; Orlando (FL); On-site; USD 85,000 - 110,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Vision insurance

Life insurance

Disability insurance

401k plan

Paid vacation and holidays

Pension plan

Restricted stock units

Deferred compensation plan

Job summary

Truist Financial Corporation is seeking a Compliance Risk Manager to oversee compliance risk for assigned units, ensuring adherence to the Compliance Risk Management Policy and Framework. The role involves regulatory guidance, training, documentation, and ongoing risk assessment across functions.

The candidate will monitor industry developments, manage communications, and lead remediation efforts with business units, leveraging five years of financial institution experience and strong leadership

Qualifications

• Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience.
• Two years of compliance-related experience.
• Five years of financial institution experience.
• Demonstrated working knowledge of standard compliance concepts, practices, policies and related state and federal laws.
• Detail orientated and strong analytical skills.
• Strong communication, presentation and facilitation skills; proven ability to interact with all levels of management.
• Leadership skills to guide and mentor the work of less experienced compliance consultants and analysts.

Responsibilities

• Maintain an understanding of all applicable laws, rules and regulations applicable to coverage areas and provide regulatory guidance to assigned business unit and/or function associates.
• Review regulatory changes and assess the impact those changes may have on assigned business units and/or functions.
• Manage compliance risk management communications, training, documentation, procedures, and processes.
• Monitor and communicate compliance risk management industry developments.
• Implement strategies and methods related to the compliance risk management framework within the organization, including quality assessments, key risk, and performance measurement data, along with oversight monitoring and mitigation strategies.
• Assess process, procedure and control documentation and other related compliance issues and documentation to help ensure they are accurate and easily understood by audit and/or external regulatory agencies
• Consult with business and/or functional units with respect to the design and implementation of remediation efforts as needed.

Skills

Regulatory knowledge

Analytical skills

Communication & facilitation

Leadership

Education

Bachelor's degree in Business, Economics, Finance, or Accounting

Master's degree

Job description

Truist Financial Corporation is seeking a Compliance Risk Manager to oversee compliance risk for assigned units, ensuring adherence to the Compliance Risk Management Policy and Framework. The role involves regulatory guidance, training, documentation, and ongoing risk assessment across functions.

The candidate will monitor industry developments, manage communications, and lead remediation efforts with business units, leveraging five years of financial institution experience and strong leadership