Registered Operations Manager

Threadneedle group; Daytona Beach (FL); Hybrid; USD 85,000 - 115,000; Full time

Job summary

Ameriprise Financial seeks a Registered Operations Leader (ROL) in Daytona Beach to manage branch operations, lead staff, and support advisors. The role focuses on financial management, reporting, and process improvements while collaborating with the Branch Manager.

The ROL will guide client service, prepare plans, and ensure compliance. This on-site position offers growth within Ameriprise Advisor Group and a dynamic team environment.

Qualifications

• Bachelor's degree or equivalent.
• 5–7 years of relevant experience.
• Series 7 or ability to obtain within 150 days.
• State securities agent registration (S63 or S66) or ability to obtain within 150 days.
• State IAR registration (S65 or S66) or ability to obtain within 150 days.
• Life, Accident and Health licenses & Variable Contracts or ability to obtain within 150 days.

Responsibilities

• Manage activities that support business results, revenue growth, client experience and efficiencies in practice.
• Partner with Branch Manager to ensure advisor business plans are completed and marketing events are tracked and measured.
• Assist advisors in servicing clients including preparing financial plans and completing trades.
• Prepare and summarize client meetings with agendas and summaries.
• Lead real estate and facilities initiatives and manage budgets and reports.

Skills

Leadership

Supervisory experience

Communication skills

Time management

Analytical skills

Detail oriented

Process oriented

Education

Bachelor's degree or equivalent

Job description

## Registered Operations ManagerApply: On-Site: Daytona Beach, Florida: Full time: Posted Today: End Date: December 31, 2026 (30+ days left to apply): R26\\_4129**About Our Company**We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses – Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.**Job Description**Are you looking to advance your career with an industry-leading firm? Ameriprise is seeking a Registered Operations Leader (ROL) in a branch that is experiencing substantial growth to manage operational structures and processes that support the business objectives of the branch. This role holds significant career growth opportunity. The ROL will be responsible for leadership of branch staff, direct practice support for one or more advisors, and provide financial management/reporting and related tasks while working directly with both employee advisors and the Branch Manager. At Ameriprise Financial, we take pride in providing our clients with a personalized experience every step of the way; if you thrive in an environment where you can help others and create a positive impact on a client’s overall experience, we invite you to take your career to the next level by applying to join our team today!**Key Responsibilities*** Manage activities that support business results, revenue growth, client experience and efficiencies in practice. Manage resources to achieve business results, including revenue and client acquisition targets. Partner with Branch Manager to ensure advisor business plans are completed and marketing events are tracked and measured.* Assist advisors in servicing clients including preparing financial plans, conducting investment research and completing trades and transactions. Prepare and summarize client meetings by scheduling and confirming meetings, crafting an agenda and summary of meeting, escorting clients to advisors office and providing follow-up. Prepare and ensure new business paperwork processes are successfully filled out. Provide general administrative duties such as answering phones, processing reports, preparing correspondence, setup files, etc.* Build, manage, track and analyze reports and branch vitals. Review advisor expense reports, branch P & L, budgeting, reporting/correcting errors, identify and implement expense reduction opportunities. Partner with Registered Principal to ensure compliance support is established and training needs are met. Lead real estate and facilities initiatives.* Lead, coach, mentor and provide performance management for direct reports. Partner with Senior Operations Leader and Regional Director of Operations to determine staffing needs; request, hire and allocate staff. Conduct 1:1s with staff.**Required Qualifications*** Bachelors degree or equivalent.* 5 - 7 Relevant Experience Required.* Series 7 or ability to obtain within 150 days.* State securities agent registration (S63 or S66) or ability to obtain within 150 days.* State IAR registration (S65 or S66) or ability to obtain within 150 days* Life, Accident, and Health licenses & Variable Contracts or ability to obtain within 150 days.* Previous successful supervisory experience including knowledge of HR policies and labor laws.* Excellent written and verbal communication skills; demonstrated ability to motivate team members to delivery results.* Ability to manage multiple priorities in a fast paced environment with little or no supervision and strong organizational/time management skills.* Able to communicate with all levels within the organization.* Detail orientated, strong math, and analytical skills. Good organization and time management skills.* Process oriented and can work with a team. Proficient with standard business software applications.**Full-Time/Part-Time**Full time**Exempt/Non-Exempt**Exempt**Job Family Group**Business Support & Operations**Line of Business**AAG Ameriprise Advisor Group*Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.*