Registered Client Service Associate

Threadneedle group; Old Saybrook (CT); Hybrid; USD 60.000 - 75.000; Vollzeit

Zusammenfassung

Ameriprise Financial is seeking a Registered Client Service Associate to support high-producing advisors. You will prepare financial plans, research investments, and help manage client meetings and follow-up. In-office collaboration is emphasized in a hybrid model.

The role requires 3–5 years of client-service experience, a Bachelor’s degree or equivalent, and licenses or the ability to obtain Series 7, S63/S66, S65/S66, plus life/health licenses within the stated timelines.

Qualifikationen

• Bachelor's degree or equivalent is required.
• 3–5 years relevant client-service experience preferred.
• Must obtain Series 7 and state registrations within a defined period.
• Licenses for life, health, and variable contracts preferred.

Aufgaben

• Assist advisor by preparing financial plans and research.
• Schedule meetings, manage data entry, and prepare meeting summaries.
• Coordinate new business paperwork and compliance forms.
• Support marketing events and client communications.

Kenntnisse

Client service

Analytical skills

Time management

Communication skills

Ausbildung

Bachelor's degree or equivalent

Series 7 license

State securities agent registration (S63 or S66)

State IAR registration (S65 or S66)

Life, Accident, and Health licenses

Tools

Microsoft Office

Jobbeschreibung

## Registered Client Service AssociateApply: Hybrid: Old Saybrook, Connecticut: Full time: Posted Today: End Date: October 23, 2026 (30+ days left to apply): R26\\_3717**About Our Company**We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses – Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.**Job Description**Do you have financial planning experience and want to advance your career with an industry-leading firm? Ameriprise Financial is America’s leader in financial planning and ranked #1 in customer loyalty. As a Registered Client Service Associate, you will provide dedicated support to a high producing advisors by preparing portfolio materials for client meetings, leverage your analytical skills to build financial plans, and manage client interactions to retain and develop deeper relationships. At Ameriprise Financial, we take pride in providing our clients with a personalized experience every step of the way; if you thrive in an environment where you can help others and create a positive impact on a client’s overall experience, we invite you to take your career to the next level by applying to join our team today!**Key Responsibilities*** Assist advisor in servicing clients including preparing financial plans, conducting investment research and completing trades and transactions.* Prepare and summarize client meetings by scheduling and confirming meetings, enter data into contact manager, build the agenda and summary of meetings, escort clients to advisor and provide vital follow-up.* Prepare and ensure new business paperwork successfully submitted which includes preparing forms, obtain appropriate signatures, prepare documentation to send to home office, track new insurance applications and coordinate rollovers.* Prepare for and coordinate marketing events which includes crafting marketing compliance documentation and managing event marketing reimbursement.* Provide general administrative duties such as answering the advisors phone, processing expense management reports, prepare routine client correspondence, support for closes, set up of client files, copy and new business correspondence and alerts.**Required Qualifications*** Bachelors degree or equivalent* 3 - 5 years Relevant Experience Required* Series 7 or ability to obtain within 150 days* State securities agent registration (S63 or S66) or ability to obtain within 150 days* State IAR registration (S65 or S66) or ability to obtain within 150 days* Life, Accident, and Health licenses & Variable Contracts or ability to obtain within 150 days* Experience working in a client service environment.* Detail orientated, strong math, and analytical skills. Good organization and time management skills.* Able to manage multiple priorities and prioritizes effectively. Able to independently work with minimal supervision.* Able to communicate with all levels within the organization. Process oriented and can work with a team.* Strong computer and software skills.**Visa Sponsorship**Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).**In-Office Collaboration**We are a client-centric, relationship-based business. Working together, in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing, productivity and personal connection, we deliver for our stakeholders —clients, advisors, employees and shareholders. Our employees work in the office five (5) days per week. Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring process.**Full-Time/Part-Time**Full time**Exempt/Non-Exempt**Non-Exempt**Job Family Group**Business Support & Operations**Line of Business**AAG Ameriprise Advisor Group*Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.**We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.*