PWM Investment Consultant - Relationship Manager

Morgan Stanley; Dallas (TX); On-site; USD 80,000 - 120,000; Full time

Benefits offered by this job

Comprehensive and attractive employee benefits and perks

Job summary

PowerToFly is seeking an Investment Consultant - Relationship Manager in Dallas, Texas, to develop and maintain relationships with clients. You will assist clients in identifying their financial goals while collaborating with the Financial Advisor Team to provide tailored investment consulting. A bachelor's degree and active financial licenses are required, along with over 5 years of industry experience.

The role emphasizes compliance with industry regulations and effective communication with clients and team members.

Qualifications

• At least 5 years of business experience and proven success in a previous career.
• Minimum of 5 years FINRA registration preferred.

Responsibilities

• Advise clients in accordance with the Team's agreed upon strategy.
• Analyze investment opportunities and recommend appropriate strategies.
• Maintain and develop client relationships to meet financial goals.

Skills

Extensive knowledge around financial industry and product knowledge

Ability to communicate effectively with co-workers and clients

Excellent written and oral communication skills

Knowledge of applicable compliance rules and regulations

Education

Minimum of bachelor's degree or comparable professional certification

Active Series 7 and 63

Job description

Position Summary

The Investment Consultant - Relationship Manager on a FA/PWA team is responsible for the development, maintenance, and oversight of relationships with new and existing clients. The Relationship Manager combines personal skills with all the resources of Morgan Stanley Smith Barney to help clients realize their financial goals. In collaboration with the Financial Advisor Team, Relationship Managers assess a client's circumstances and objectives to provide individualized, highly strategic investment consulting. They have access to a full range of wealth building, managing, and preserving services throughout the firm, which they will offer to the clients of the Financial Advisor teams they join.

Duties and Responsibilities

• Advise clients in accordance with the Team's agreed upon strategy
• Analyze investment opportunities and client needs, and recommend appropriate strategies
• Maintain and develop client relationships by developing strategies to meet their financial goals through the use of financial planning and wealth management
• Prepare and deliver presentations/seminars to clients and prospects for business development purposes, as needed
• Comply with all industry rules and regulations
• Additional tasks as needed

Education and/or Experience

• Minimum of bachelor's degree or comparable professional certification required
• Active Series 7 and 63 and must maintain investment adviser representative (RA) registration, where required, in their place of business state and any other state(s) where the individual maintains a physical place of business. Additional product licenses may be required
• Product and state licenses must be in parallel to Financial Advisors on the Team
• At least 5 years of business experience and proven success in a previous career
• Minimum of 5 years FINRA registration preferred

Knowledge / Skills

• Extensive knowledge around financial industry and product knowledge
• Ability to communicate effectively with co-workers and clients
• Excellent written and oral communication skills
• Knowledge of applicable compliance rules and regulations and firm policies

Reports To

• Branch Manager or Associate Market Manager

Benefits

• Comprehensive and attractive employee benefits and perks in the industry

EEO Statement

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.